TDF

Templeton Dragon Fund
TDF

Overview Fund Activity

64 hedge funds and large institutions have $368M invested in Templeton Dragon Fund in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
-11
Holders Change %
-14.67%
% of All Funds
1.47%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
6
Increased
14
Reduced
20
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$3.86M
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$2.04M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.72M
4
AFA
4
Arlington Financial Advisors
California
$10.2M
5
Morgan Stanley
5
Morgan Stanley
New York
$6.96M

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$180M
2
CA
2
Cornerstone Advisors
North Carolina
$8.72M
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
Lazard Asset Management
4
Lazard Asset Management
New York
$60.1M
5
MC
5
Matisse Capital
Oregon
$542K
Name Holding Trade Value Shares
Change 		Shares
Change %
SWM
51
SeaCrest Wealth Management
New York
$24K – – –
SWP
52
Stratos Wealth Partners
Ohio
$23K +$23K +1,150 New
WAM
53
Wealthspire Advisors (Maryland)
Maryland
$20K – – –
PA
54
Parallel Advisors
California
$17K – – –
Northwestern Mutual Wealth Management
55
Northwestern Mutual Wealth Management
Wisconsin
$16K -$3.86K -193 -19%
US Bancorp
56
US Bancorp
Minnesota
$12K – – –
WIM
57
Westside Investment Management
California
$11.8K – – –
SPIA
58
Steward Partners Investment Advisory
New York
$10K – – –
RFC
59
Regions Financial Corp
Alabama
$6K – – –
ASN
60
Advisory Services Network
Georgia
$5K – – –
FANJ
61
Financial Architects (New Jersey)
New Jersey
$2K – – –
HI
62
Hudock Inc
Pennsylvania
$2K +$148 +8 +8%
TFS
63
TrustCore Financial Services
Tennessee
$2K +$2K +100 New
HR
64
Howe & Rusling
New York
$1K – – –
WAM
65
Wolverine Asset Management
Illinois
– -$3.14M -147,419 Closed
6M
66
6 Meridian
Kansas
– -$1M -47,031 Closed
KIM
67
Karpus Investment Management
New York
– -$638K -30,481 Closed
SKK
68
Shepherd Kaplan Krochuk
Massachusetts
– -$495K -23,240 Closed
Geode Capital Management
69
Geode Capital Management
Massachusetts
– -$494K -23,193 Closed
Susquehanna International Group
70
Susquehanna International Group
Pennsylvania
– -$459K -21,530 Closed
WAM
71
Weiss Asset Management
Massachusetts
– -$340K -15,972 Closed
Millennium Management
72
Millennium Management
New York
– -$339K -15,906 Closed
LCM
73
Landscape Capital Management
New Jersey
– -$257K -12,043 Closed
Walleye Trading
74
Walleye Trading
New York
– -$256K -12,000 Closed
DA
75
Doliver Advisors
Texas
– -$231K -10,820 Closed
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