TDF

Templeton Dragon Fund
TDF

Overview Fund Activity

73 hedge funds and large institutions have $465M invested in Templeton Dragon Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 23 increasing their positions, 22 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
-3
Holders Change %
-3.95%
% of All Funds
2.37%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
23
Reduced
22
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$98.7M
2
Wells Fargo
2
Wells Fargo
California
$29.3M
3
Bank of America
3
Bank of America
North Carolina
$3.89M
4
FIMG
4
Financial & Investment Management Group
Michigan
$1.32M
5
SI
5
SII Investments
Wisconsin
$1.5M

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$240M
2
Morgan Stanley
2
Morgan Stanley
New York
$10.8M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$1.74M
4
WAM
4
Wolverine Asset Management
Illinois
$0
5
TC
5
TFS Capital
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PAS
51
Partnervest Advisory Services
California
$168K +$126K +4,857 +302%
BFEC
52
Benjamin F. Edwards & Company
Missouri
$131K +$3.01K +116 +2%
1IC
53
1919 Investment Counsel
Maryland
$105K – – –
PFO
54
Pathstone Family Office
New Jersey
$104K – – –
Fifth Third Bancorp
55
Fifth Third Bancorp
Ohio
$104K +$4.6K +176 +5%
MA
56
MUFG Americas
New York
$78K – – –
DADC
57
D.A. Davidson & Co
Montana
$62K – – –
NES
58
New England Securities
New York
$61K +$828 +32 +1%
HI
59
Hudock Inc
Pennsylvania
$57K -$12.4K -474 -18%
WA
60
WealthTrust-Arizona
Arizona
$52K – – –
HCM
61
Highlander Capital Management
New Jersey
$50.6K – – –
Citigroup
62
Citigroup
New York
$38K -$5.98K -228 -14%
LTFS
63
Ladenburg Thalmann Financial Services
Florida
$32K -$34K -1,300 -52%
AIG
64
American International Group
New York
$29.2K +$599 +23 +2%
TRCT
65
Tower Research Capital (TRC)
New York
$26K -$50K -1,923 -66%
US Bancorp
66
US Bancorp
Minnesota
$23K -$125K -4,700 -84%
Creative Planning
67
Creative Planning
Kansas
$12K – – –
PSI
68
Pinnacle Summer Investments
Virginia
$10K – – –
WA
69
WFG Advisors
Texas
$5K – – –
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
$5K +$5K +194 New
HNB
71
Huntington National Bank
Ohio
$4K – – –
M&T Bank
72
M&T Bank
New York
$3K – – –
FANJ
73
Financial Architects (New Jersey)
New Jersey
$3K – – –
WAM
74
Wolverine Asset Management
Illinois
– -$1.24M -49,223 Closed
TC
75
TFS Capital
Pennsylvania
– -$569K -22,665 Closed
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