TDF

Templeton Dragon Fund
TDF

Overview Fund Activity

61 hedge funds and large institutions have $444M invested in Templeton Dragon Fund in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
+2
Holders Change %
+3.39%
% of All Funds
1.63%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
9
Increased
17
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$9.45M
2
Wells Fargo
2
Wells Fargo
California
$40.3M
3
TAM
3
Tocqueville Asset Management
New York
$2.97M
4
COLIM
4
City of London Investment Management
United Kingdom
$226M
5
SG Americas Securities
5
SG Americas Securities
New York
$783K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$80M
2
ZA
2
Zweig Advisers
Connecticut
$8.37M
3
CC
3
Cornerstone Capital
California
$3.62M
4
KIM
4
Karpus Investment Management
New York
$3.58M
5
NSAM
5
North Star Asset Management
Wisconsin
$6.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
HFS
26
HL Financial Services
Kentucky
$558K +$84.8K +3,526 +18%
LPL Financial
27
LPL Financial
California
$532K +$2.69K +112 +0.5%
HP
28
Holowesko Partners
Bahamas
$481K +$481K +20,000 New
BC
29
Bartlett & Co
Ohio
$455K -$35.3K -1,468 -7%
JPMorgan Chase & Co
30
JPMorgan Chase & Co
New York
$440K – – –
Deutsche Bank
31
Deutsche Bank
Germany
$408K – – –
B
32
Baird
Wisconsin
$363K +$363K +15,127 New
Ameriprise
33
Ameriprise
Minnesota
$340K +$22K +914 +7%
Franklin Resources
34
Franklin Resources
California
$325K – – –
LCS
35
Levin Capital Strategies
New York
$325K – – –
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$317K – – –
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$278K +$24.4K +1,016 +10%
Northern Trust
38
Northern Trust
Illinois
$243K – – –
SRC
39
Shufro Rose & Co
New York
$240K – – –
PP
40
Palladium Partners
Virginia
$235K – – –
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$230K +$71.9K +3,000 +45%
SCM
42
Stuyvesant Capital Management
New York
$207K -$3.61K -150 -2%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$131K – – –
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$109K – – –
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$100K +$65.9K +2,750 +193%
NES
46
New England Securities
New York
$52K +$3.8K +158 +8%
HCM
47
Highlander Capital Management
New Jersey
$47K – – –
Creative Planning
48
Creative Planning
Kansas
$45K +$12K +500 +36%
FMII
49
Farmers & Merchants Investments Inc
Nebraska
$43K – – –
HI
50
Hudock Inc
Pennsylvania
$24K -$30.4K -1,240 -56%
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