TDF

Templeton Dragon Fund
TDF

Overview Fund Activity

59 hedge funds and large institutions have $466M invested in Templeton Dragon Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
-7
Holders Change %
-10.61%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
14
Reduced
24
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
$240M
2
Wells Fargo
Wells Fargo
California
$34M
3
SI
SII Investments
Wisconsin
$2.3M
4
U
UBS
Switzerland
$2.83M
5
Bank of America
Bank of America
North Carolina
$3.71M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
$99.3M
2
TAM
Tocqueville Asset Management
New York
$0
3
WAM
Wolverine Asset Management
Illinois
$0
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.43M
5
CAN
Cetera Advisor Networks
California
$284K
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMorgan Chase & Co
26
JPMorgan Chase & Co
New York
$471K -$20.6K -800 -4%
Deutsche Bank
27
Deutsche Bank
Germany
$437K – – –
Franklin Resources
28
Franklin Resources
California
$348K – – –
LCS
29
Levin Capital Strategies
New York
$348K – – –
Ameriprise
30
Ameriprise
Minnesota
$341K -$4.62K -179 -1%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$340K -$2.58K -100 -0.8%
MWR
32
McAdams Wright Ragen
Washington
$338K +$25.7K +1,000 +8%
CAN
33
Cetera Advisor Networks
California
$284K -$918K -35,650 -76%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$272K +$3.99K +155 +1%
Northern Trust
35
Northern Trust
Illinois
$260K – – –
SRC
36
Shufro Rose & Co
New York
$257K -$15.4K -600 -6%
PP
37
Palladium Partners
Virginia
$251K -$3.09K -120 -1%
SCM
38
Stuyvesant Capital Management
New York
$226K – – –
WA
39
WealthTrust Axiom
Pennsylvania
$206K – – –
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$170K -$134K -5,204 -44%
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$141K – – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$117K -$7.08K -274 -6%
1IC
43
1919 Investment Counsel
Maryland
$104K – – –
EWM
44
Evercore Wealth Management
New York
$77K – – –
HI
45
Hudock Inc
Pennsylvania
$57K +$334 +13 +0.6%
NES
46
New England Securities
New York
$52K +$622 +24 +1%
HCM
47
Highlander Capital Management
New Jersey
$50.1K – – –
FMII
48
Farmers & Merchants Investments Inc
Nebraska
$47K +$47K +1,806 New
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$37K – – –
MFS
50
MSI Financial Services
Massachusetts
$36K -$244K -9,483 -87%
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