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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
51
Northern Trust
Illinois
$517K +$522K +38,125 New
SEI Investments
52
SEI Investments
Pennsylvania
$514K -$8.6K -628 -2%
State Street
53
State Street
Massachusetts
$453K
Two Sigma Advisers
54
Two Sigma Advisers
New York
$424K +$389K +28,447 New
Bank of America
55
Bank of America
North Carolina
$415K -$71.6K -5,233 -16%
VFS
56
VSR Financial Services
Kansas
$403K
AIG
57
American International Group
New York
$388K -$12.7K -926 -3%
Citigroup
58
Citigroup
New York
$379K -$37.2K -2,720 -10%
LPL Financial
59
LPL Financial
California
$368K -$45.9K -3,354 -12%
D.E. Shaw & Co
60
D.E. Shaw & Co
New York
$353K +$324K +23,690 New
Goldman Sachs
61
Goldman Sachs
New York
$340K +$86.7K +6,331 +38%
WS
62
Wedbush Securities
California
$320K -$52.1K -3,807 -15%
OC
63
Oppenheimer & Co
New York
$317K -$17.1K -1,246 -6%
CIBC World Market
64
CIBC World Market
Ontario, Canada
$301K -$27.4K -2,005 -9%
LTFS
65
Ladenburg Thalmann Financial Services
Florida
$264K +$18.1K +1,319 +8%
PI
66
PineBridge Investments
New York
$250K +$21.9K +1,600 +11%
Citadel Advisors
67
Citadel Advisors
Florida
$239K -$25.1K -1,833 -10%
WA
68
WFG Advisors
Texas
$204K +$113K +8,221 +151%
JP Morgan Chase
69
JP Morgan Chase
New York
$177K +$101K +7,379 +165%
SBIA
70
Sheaff Brock Investment Advisors
Indiana
$175K +$13.9K +1,016 +9%
Cambridge Investment Research Advisors
71
Cambridge Investment Research Advisors
Iowa
$163K -$9.03K -660 -6%
Commonwealth Equity Services
72
Commonwealth Equity Services
Massachusetts
$152K +$1.16K +85 +0.8%
DLG
73
Daniel L. Goodwin
$149K
WRM
74
Westport Resources Management
Connecticut
$146K -$39.1K -2,860 -23%
ST
75
Spot Trading
Illinois
$144K -$23.9K -1,749 -15%