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Amplify BlackSwan Growth & Treasure Core ETF
SWAN

36 hedge funds and large institutions have $129M invested in Amplify BlackSwan Growth & Treasure Core ETF in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.69% more ownership

Funds ownership: 64.18% → 66.87% (+2.7%)

12% less capital invested

Capital invested by funds: $146M → $129M (-$16.9M)

23% less funds holding

Funds holding: 47 → 36 (-11)

36% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 14

71% less call options, than puts

Call options by funds: $50K | Put options by funds: $172K

75% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 12

Holders
36
Holders Change
-11
Holders Change %
-23.4%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
9
Reduced
14
Closed
12
Calls
$50K
Puts
$172K
Net Calls
-$122K
Net Calls Change
-$261K

Top Buyers

1
AWM
Axxcess Wealth Management
California
+$3.74M
2
LPL Financial
LPL Financial
California
+$2.21M
3
HighTower Advisors
HighTower Advisors
Illinois
+$959K
4
Osaic Holdings
Osaic Holdings
Arizona
+$687K
5
IAIM
International Assets Investment Management
Florida
+$599K

Top Sellers

1
Cerity Partners
Cerity Partners
New York
-$6.34M
2
Jane Street
Jane Street
New York
-$2.56M
3
KAS
Kestra Advisory Services
Texas
-$2.32M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$807K
5
CA
Cetera Advisors
Colorado
-$663K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cerity Partners
1
Cerity Partners
New York
$62M -$6.34M -250,578 -9%
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$18.2M -$807K -31,877 -4%
Osaic Holdings
3
Osaic Holdings
Arizona
$12.9M +$687K +27,138 +5%
NA
4
NewEdge Advisors
Louisiana
$5.64M -$185K -7,315 -3%
LPL Financial
5
LPL Financial
California
$5.43M +$2.21M +87,200 +62%
AWM
6
Axxcess Wealth Management
California
$4.72M +$3.74M +147,755 +295%
TC
7
Trilogy Capital
California
$3.51M +$65.9K +2,602 +2%
FPB
8
First PREMIER Bank
South Dakota
$2.97M -$328K -12,950 -9%
ML
9
McAdam LLC
Pennsylvania
$2.8M +$145K +5,718 +5%
RFN
10
RDA Financial Network
Iowa
$2.52M -$43.8K -1,732 -2%
FIM
11
Freedom Investment Management
Connecticut
$2.13M +$8.48K +335 +0.4%
HighTower Advisors
12
HighTower Advisors
Illinois
$907K +$959K +37,903 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$811K -$87.2K -3,446 -9%
AFP
14
Ausdal Financial Partners
Iowa
$607K -$658 -26 -0.1%
KAS
15
Kestra Advisory Services
Texas
$574K -$2.32M -91,645 -79%
MWM
16
Meridian Wealth Management
Kentucky
$523K -$155K -6,127 -22%
Citadel Advisors
17
Citadel Advisors
Florida
$319K +$82.8K +3,272 +32%
IAIM
18
International Assets Investment Management
Florida
$273K +$599K +23,650 New
PFS
19
Prospera Financial Services
Texas
$271K -$16.3K -642 -5%
IPW
20
Impact Partnership Wealth
Georgia
$240K +$199K +7,874 +360%
AWM
21
AE Wealth Management
Kansas
$240K +$255K +10,063 New
MCC
22
Money Concepts Capital
Florida
$221K +$1.47K +58 +0.6%
CA
23
Cetera Advisors
Colorado
$207K -$663K -26,186 -75%
CPIG
24
Chicago Partners Investment Group
Illinois
$206K – – –
CF
25
Centaurus Financial
California
$143K – – –
1
2

SWAN Hedge Fund Activity: Q3 2023 in Review

36 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Amplify BlackSwan Growth & Treasure Core ETF (SWAN) for Q3 2023, worth a combined $129M — down 12% from $146M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of SWAN and 3 opened new positions — a net loss of 9 holders — while 14 trimmed existing stakes and 9 added.

The largest buyer was Axxcess Wealth Management, adding an estimated $3.74M. The largest seller was Cerity Partners, cutting an estimated $6.34M.

  • 36 institutional investors held Amplify BlackSwan Growth & Treasure Core ETF (SWAN) as of Q3 2023, down from 47 in Q2 2023.
  • Funds reported $129M of Amplify BlackSwan Growth & Treasure Core ETF stock for Q3 2023, down 12% quarter-over-quarter.
  • 3 funds opened new Amplify BlackSwan Growth & Treasure Core ETF positions in Q3 2023 and 12 closed out, a net change of -9 holders.
  • The largest Amplify BlackSwan Growth & Treasure Core ETF buyer in Q3 2023 was Axxcess Wealth Management, an estimated $3.74M added.
  • The largest Amplify BlackSwan Growth & Treasure Core ETF seller in Q3 2023 was Cerity Partners, an estimated $6.34M sold.

Based on aggregated 13F filings for Q3 2023.