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Amplify BlackSwan Growth & Treasure Core ETF
SWAN

112 hedge funds and large institutions have $532M invested in Amplify BlackSwan Growth & Treasure Core ETF in 2021 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 52 increasing their positions, 26 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 11

100% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 26

25% more funds holding in top 10

Funds holding in top 10: 8 → 10 (+2)

13% more funds holding

Funds holding: 99 → 112 (+13)

1% more capital invested

Capital invested by funds: $526M → $532M (+$5.38M)

4.25% less ownership

Funds ownership: 61.89% → 57.64% (-4.2%)

Holders
112
Holders Change
+13
Holders Change %
+13.13%
% of All Funds
1.72%
Holding in Top 10
10
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+25%
% of All Funds
0.15%
New
27
Increased
52
Reduced
26
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$26.3M
2
CPO
Cerity Partners OCIO
New York
+$4.72M
3
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$4.22M
4
KFP
KB Financial Partners
New Jersey
+$3.72M
5
LFA
Legend Financial Advisors
Pennsylvania
+$2.84M

Top Sellers

1
HHGA
Halbert Hargrove Global Advisors
California
-$60.6M
2
LPT
Legacy Private Trust
Wisconsin
-$13.2M
3
BCM
Brookstone Capital Management
Illinois
-$5.59M
4
BSW
Buckingham Strategic Wealth
Missouri
-$4.41M
5
OMC
Old Mission Capital
Illinois
-$4.18M
Name Holding Trade Value Shares
Change 		Change in
Stake
CPO
1
Cerity Partners OCIO
New York
$109M +$4.72M +132,620 +4%
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$42.5M -$286K -8,043 -0.6%
Ameriprise
3
Ameriprise
Minnesota
$32.5M +$26.3M +739,332 +365%
Osaic Holdings
4
Osaic Holdings
Arizona
$30.6M -$363K -10,195 -1%
HHGA
5
Halbert Hargrove Global Advisors
California
$30.4M -$60.6M -1,703,357 -66%
KFP
6
KB Financial Partners
New Jersey
$23.2M +$3.72M +104,550 +18%
SI
7
Stephens Inc
Arkansas
$15.2M -$430K -12,080 -3%
FPB
8
First PREMIER Bank
South Dakota
$14.8M +$144K +4,039 +1%
LFA
9
Legend Financial Advisors
Pennsylvania
$12.6M +$2.84M +79,901 +28%
MML Investors Services
10
MML Investors Services
Massachusetts
$11.9M +$1.1M +30,789 +10%
KAS
11
Kestra Advisory Services
Texas
$10.4M +$184K +5,167 +2%
TI
12
TTP Investments
California
$10.3M +$10.7M +299,391 New
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$8.99M +$9.26M +260,227 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$8.87M +$704K +19,776 +8%
NA
15
NewEdge Advisors
Louisiana
$8.76M +$1.47M +41,353 +19%
FANJ
16
Financial Architects (New Jersey)
New Jersey
$8.1M +$13.5K +379 +0.2%
CA
17
CGN Advisors
Kansas
$8.08M +$1.4M +39,390 +20%
TC
18
Trilogy Capital
California
$7.05M +$1.2M +33,856 +20%
LPL Financial
19
LPL Financial
California
$6.93M +$2.24M +62,939 +46%
KFGK
20
Keystone Financial Group (Kentucky)
Kentucky
$6.1M +$173K +4,860 +3%
DWM
21
Darwin Wealth Management
Florida
$5.75M +$2.15M +60,329 +52%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$5.56M +$4.22M +118,721 +280%
FIM
23
Freedom Investment Management
Connecticut
$5.52M +$1.43M +40,177 +34%
ML
24
McAdam LLC
Pennsylvania
$5.32M +$248K +6,977 +5%
FCAG
25
First Capital Advisors Group
New Jersey
$5.31M +$5.47M +153,798 New
1
2 3 4 5

SWAN Hedge Fund Activity: Q4 2021 in Review

112 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Amplify BlackSwan Growth & Treasure Core ETF (SWAN) for Q4 2021, worth a combined $532M — up 1% from $526M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SWAN positions and 11 closed out — a net gain of 16 holders — while 52 added to existing stakes and 26 trimmed.

The largest buyer was Ameriprise, adding an estimated $26.3M. The largest seller was Halbert Hargrove Global Advisors, cutting an estimated $60.6M.

  • 112 institutional investors held Amplify BlackSwan Growth & Treasure Core ETF (SWAN) as of Q4 2021, up from 99 in Q3 2021.
  • Funds reported $532M of Amplify BlackSwan Growth & Treasure Core ETF stock for Q4 2021, up 1% quarter-over-quarter.
  • 27 funds opened new Amplify BlackSwan Growth & Treasure Core ETF positions in Q4 2021 and 11 closed out, a net change of +16 holders.
  • The largest Amplify BlackSwan Growth & Treasure Core ETF buyer in Q4 2021 was Ameriprise, an estimated $26.3M added.
  • The largest Amplify BlackSwan Growth & Treasure Core ETF seller in Q4 2021 was Halbert Hargrove Global Advisors, an estimated $60.6M sold.

Based on aggregated 13F filings for Q4 2021.