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iShares ESG Optimized MSCI USA ETF
SUSA

84 hedge funds and large institutions have $110M invested in iShares ESG Optimized MSCI USA ETF in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 27 increasing their positions, 14 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 14

0.09% more ownership

Funds ownership: 69.79% → 69.87% (+0.09%)

4% less capital invested

Capital invested by funds: $114M → $110M (-$4.1M)

8% less funds holding

Funds holding: 91 → 84 (-7)

36% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 14

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
84
Holders Change
-7
Holders Change %
-7.69%
% of All Funds
2.35%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
27
Reduced
14
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$4.12M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.04M
3
SB
Suntrust Banks
Georgia
+$1.93M
4
Wells Fargo
Wells Fargo
California
+$1.68M
5
Northern Trust
Northern Trust
Illinois
+$1.31M

Top Sellers

1
HF
HRT Financial
New York
-$3M
2
RJA
Raymond James & Associates
Florida
-$1.2M
3
Citadel Advisors
Citadel Advisors
Florida
-$887K
4
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$852K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$821K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$20M +$4.12M +99,004 +24%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$16.5M -$852K -20,490 -5%
Wells Fargo
3
Wells Fargo
California
$12.5M +$1.68M +40,496 +15%
SB
4
Suntrust Banks
Georgia
$10.1M +$1.93M +46,492 +22%
Morgan Stanley
5
Morgan Stanley
New York
$7.03M -$307K -7,390 -4%
UBS Group
6
UBS Group
Switzerland
$5.11M +$600K +14,422 +13%
LPL Financial
7
LPL Financial
California
$3.67M +$105K +2,514 +3%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.84M +$2.04M +49,032 +212%
JMPWA
9
JP Morgan Private Wealth Advisors
California
$2.6M +$109K +2,620 +4%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$2.19M +$295K +7,090 +15%
MHI
11
Miller Howard Investments
New York
$2.05M +$491K +11,810 +29%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.82M +$31.4K +754 +2%
TCT
13
TIAA CREF Trust
Missouri
$1.61M +$272K +6,546 +19%
P
14
Palladiem
Pennsylvania
$1.44M -$13.1K -316 -0.9%
Northern Trust
15
Northern Trust
Illinois
$1.24M +$1.31M +31,500 New
BAAM
16
Baker Avenue Asset Management
California
$1.21M +$94K +2,260 +8%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$1.18M +$250 +6 +0%
US Bancorp
18
US Bancorp
Minnesota
$872K -$176K -4,232 -16%
WTC
19
WhitTier Trust Company
Nevada
$869K +$99.8K +2,400 +12%
Creative Planning
20
Creative Planning
Kansas
$850K +$897K +21,562 New
CB
21
Commerce Bank
Missouri
$720K – – –
EWM
22
Evercore Wealth Management
New York
$672K +$43.2K +1,038 +6%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$645K -$821K -19,732 -55%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$641K – – –
Jane Street
25
Jane Street
New York
$547K +$577K +13,876 New
1
2 3 4

SUSA Hedge Fund Activity: Q3 2015 in Review

84 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Optimized MSCI USA ETF (SUSA) for Q3 2015, worth a combined $110M — down 3.6% from $114M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of SUSA and 9 opened new positions — a net loss of 5 holders — while 14 trimmed existing stakes and 27 added.

The largest buyer was Bank of America, adding an estimated $4.12M. The largest seller was HRT Financial, exiting entirely with an estimated $3M sold.

  • 84 institutional investors held iShares ESG Optimized MSCI USA ETF (SUSA) as of Q3 2015, down from 91 in Q2 2015.
  • Funds reported $110M of iShares ESG Optimized MSCI USA ETF stock for Q3 2015, down 3.6% quarter-over-quarter.
  • 9 funds opened new iShares ESG Optimized MSCI USA ETF positions in Q3 2015 and 14 closed out, a net change of -5 holders.
  • The largest iShares ESG Optimized MSCI USA ETF buyer in Q3 2015 was Bank of America, an estimated $4.12M added.
  • The largest iShares ESG Optimized MSCI USA ETF seller in Q3 2015 was HRT Financial, an estimated $3M sold.

Based on aggregated 13F filings for Q3 2015.