We are live on ! Find out more
SUSA icon

iShares ESG Optimized MSCI USA ETF
SUSA

63 hedge funds and large institutions have $81.2M invested in iShares ESG Optimized MSCI USA ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 22 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 15

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

0.35% more ownership

Funds ownership: 73.67% → 74.02% (+0.35%)

0% more funds holding

Funds holding: 63 → 63 (0)

62% less capital invested

Capital invested by funds: $214M → $81.2M (-$133M)

Holders
63
Holders Change
–
Holders Change %
0%
% of All Funds
2.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
22
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$1.03M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$748K
3
CWA
Convergent Wealth Advisors
Maryland
+$415K
4
MHI
Miller Howard Investments
New York
+$376K
5
Morgan Stanley
Morgan Stanley
New York
+$333K

Top Sellers

1
SB
Suntrust Banks
Georgia
-$694K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$646K
3
TH
Timber Hill
Connecticut
-$639K
4
DBT
Dubuque Bank & Trust
Iowa
-$539K
5
Wells Fargo
Wells Fargo
California
-$288K
Name Holding Trade Value Shares
Change 		Change in
Stake
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$16M -$24.2K -688 -0.2%
Bank of America
2
Bank of America
North Carolina
$11.5M +$1.03M +29,338 +10%
SB
3
Suntrust Banks
Georgia
$8.59M -$694K -19,698 -7%
Wells Fargo
4
Wells Fargo
California
$6.74M -$288K -8,174 -4%
Goldman Sachs
5
Goldman Sachs
New York
$3.82M -$55.2K -1,568 -1%
RNS
6
Robert N. Shapiro
$3.55M – – –
U
7
UBS
Switzerland
$3.54M -$198K -5,626 -5%
Morgan Stanley
8
Morgan Stanley
New York
$3.54M +$333K +9,446 +10%
LPL Financial
9
LPL Financial
California
$2.87M +$153K +4,350 +6%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.77M -$116K -3,292 -6%
MHI
11
Miller Howard Investments
New York
$1.53M +$376K +10,672 +33%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.44M +$166K +4,706 +13%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.22M +$52.8K +1,500 +5%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$1.08M +$26K +738 +2%
US Bancorp
15
US Bancorp
Minnesota
$1.03M – – –
TCT
16
TIAA CREF Trust
Missouri
$920K +$49.7K +1,410 +6%
JMPWA
17
JP Morgan Private Wealth Advisors
California
$835K +$91K +2,584 +12%
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$802K +$748K +21,244 +1,477%
EWM
19
Evercore Wealth Management
New York
$709K +$40.5K +1,150 +6%
JFGIW
20
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$563K – – –
CB
21
Commerce Bank
Missouri
$520K – – –
MWM
22
Modera Wealth Management
New Jersey
$448K – – –
MAA
23
Managed Account Advisors
New Jersey
$440K – – –
AI
24
Accredited Investors
Minnesota
$435K +$109K +3,092 +34%
CWA
25
Convergent Wealth Advisors
Maryland
$417K +$415K +11,790 New
1
2 3

SUSA Hedge Fund Activity: Q3 2013 in Review

63 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Optimized MSCI USA ETF (SUSA) for Q3 2013, worth a combined $81.2M — down 62% from $214M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SUSA positions and 3 closed out — a net gain of 1 holder — while 22 added to existing stakes and 15 trimmed.

The largest buyer was Bank of America, adding an estimated $1.03M. The largest seller was Suntrust Banks, cutting an estimated $694K.

  • 63 institutional investors held iShares ESG Optimized MSCI USA ETF (SUSA) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $81.2M of iShares ESG Optimized MSCI USA ETF stock for Q3 2013, down 62% quarter-over-quarter.
  • 4 funds opened new iShares ESG Optimized MSCI USA ETF positions in Q3 2013 and 3 closed out, a net change of +1 holder.
  • The largest iShares ESG Optimized MSCI USA ETF buyer in Q3 2013 was Bank of America, an estimated $1.03M added.
  • The largest iShares ESG Optimized MSCI USA ETF seller in Q3 2013 was Suntrust Banks, an estimated $694K sold.

Based on aggregated 13F filings for Q3 2013.