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iShares ESG Optimized MSCI USA ETF
SUSA

84 hedge funds and large institutions have $110M invested in iShares ESG Optimized MSCI USA ETF in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 27 increasing their positions, 14 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 14

0.09% more ownership

Funds ownership: 69.79% → 69.87% (+0.09%)

4% less capital invested

Capital invested by funds: $114M → $110M (-$4.1M)

8% less funds holding

Funds holding: 91 → 84 (-7)

36% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 14

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
84
Holders Change
-7
Holders Change %
-7.69%
% of All Funds
2.35%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
27
Reduced
14
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$4.12M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.04M
3
SB
Suntrust Banks
Georgia
+$1.93M
4
Wells Fargo
Wells Fargo
California
+$1.68M
5
Northern Trust
Northern Trust
Illinois
+$1.31M

Top Sellers

Rank Fund Capital Flow
1
HF
HRT Financial
New York
-$3M
2
RJA
Raymond James & Associates
Florida
-$1.2M
3
Citadel Advisors
Citadel Advisors
Florida
-$887K
4
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$852K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$821K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
51
Citigroup
New York
$210K +$4.16K +100 +2%
DADC
52
D.A. Davidson & Co
Montana
$165K -$499 -12 -0.3%
MFS
53
MSI Financial Services
Massachusetts
$159K – – –
WEC
54
Winslow Evans & Crocker
Massachusetts
$144K – – –
BFEC
55
Benjamin F. Edwards & Company
Missouri
$143K – – –
AC
56
Alexandria Capital
Virginia
$125K – – –
HA
57
Harfst & Associates
Wyoming
$118K – – –
JFA
58
JNBA Financial Advisors
Minnesota
$109K -$5.91K -142 -5%
MA
59
MUFG Americas
New York
$108K – – –
Thrivent Financial for Lutherans
60
Thrivent Financial for Lutherans
Minnesota
$104K – – –
PSI
61
Pinnacle Summer Investments
Virginia
$103K +$108K +2,604 New
SEIA
62
Signature Estate & Investment Advisors
California
$103K +$109K +2,610 New
AWM
63
AllSquare Wealth Management
New York
$95K – – –
AIG
64
American International Group
New York
$91K +$6.32K +152 +7%
HCP
65
Holt Capital Partners
Texas
$91K +$95.7K +2,300 New
CWM
66
Cranbrook Wealth Management
Michigan
$84K – – –
DSC
67
Duncker Streett & Co
Missouri
$84K – – –
BCI
68
Brinker Capital Investments
Pennsylvania
$66K -$29.4K -706 -30%
ACM
69
Argentus Capital Management
Texas
$63K +$66.5K +1,600 New
LTFS
70
Ladenburg Thalmann Financial Services
Florida
$58K +$6.24K +150 +12%
BAM
71
Barrett Asset Management
New York
$53K – – –
FWM
72
Focused Wealth Management
New York
$41K – – –
NFG
73
Next Financial Group
Texas
$40K -$58.2K -1,400 -57%
TC
74
Trust Company
Kansas
$38K +$39.9K +960 New
MGIA
75
Moneta Group Investment Advisors
Missouri
$32K +$33.3K +800 New
1 2
3
4

SUSA Hedge Fund Activity: Q3 2015 in Review

84 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Optimized MSCI USA ETF (SUSA) for Q3 2015, worth a combined $110M — down 3.6% from $114M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of SUSA and 9 opened new positions — a net loss of 5 holders — while 14 trimmed existing stakes and 27 added.

The largest buyer was Bank of America, adding an estimated $4.12M. The largest seller was HRT Financial, exiting entirely with an estimated $3M sold.

  • 84 institutional investors held iShares ESG Optimized MSCI USA ETF (SUSA) as of Q3 2015, down from 91 in Q2 2015.
  • Funds reported $110M of iShares ESG Optimized MSCI USA ETF stock for Q3 2015, down 3.6% quarter-over-quarter.
  • 9 funds opened new iShares ESG Optimized MSCI USA ETF positions in Q3 2015 and 14 closed out, a net change of -5 holders.
  • The largest iShares ESG Optimized MSCI USA ETF buyer in Q3 2015 was Bank of America, an estimated $4.12M added.
  • The largest iShares ESG Optimized MSCI USA ETF seller in Q3 2015 was HRT Financial, an estimated $3M sold.

Based on aggregated 13F filings for Q3 2015.