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iShares ESG Optimized MSCI USA ETF
SUSA

68 hedge funds and large institutions have $93.3M invested in iShares ESG Optimized MSCI USA ETF in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

60% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 15

15% more capital invested

Capital invested by funds: $81.2M → $93.3M (+$12.1M)

8% more funds holding

Funds holding: 63 → 68 (+5)

1.98% more ownership

Funds ownership: 74.02% → 76% (+2%)

Holders
68
Holders Change
+5
Holders Change %
+7.94%
% of All Funds
1.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
24
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Citigroup
Citigroup
New York
+$3.21M
2
Bank of America
Bank of America
North Carolina
+$1.05M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$658K
4
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$615K
5
GIP
Granite Investment Partners
California
+$256K

Top Sellers

Rank Fund Capital Flow
1
SB
Suntrust Banks
Georgia
-$831K
2
MAA
Managed Account Advisors
New Jersey
-$440K
3
CWA
Convergent Wealth Advisors
Maryland
-$417K
4
Northern Trust
Northern Trust
Illinois
-$278K
5
BJL
Brighton Jones LLC
Washington
-$274K
Name Holding Trade Value Shares
Change 		Change in
Stake
AC
51
Alexandria Capital
Virginia
$145K -$11.5K -312 -8%
BFEC
52
Benjamin F. Edwards & Company
Missouri
$129K – – –
NES
53
New England Securities
New York
$126K – – –
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$103K -$39.7K -1,078 -29%
PSI
55
Pinnacle Summer Investments
Virginia
$100K – – –
ASN
56
Advisory Services Network
Georgia
$85K +$81.9K +2,222 New
Creative Planning
57
Creative Planning
Kansas
$83K – – –
PWAG
58
Polaris Wealth Advisory Group
California
$79K -$104K -2,830 -58%
CWM
59
Cranbrook Wealth Management
Michigan
$69K +$66.7K +1,808 New
AIG
60
American International Group
New York
$59.6K +$74 +2 +0.1%
FWM
61
Focused Wealth Management
New York
$48K +$74 +2 +0.2%
PIM
62
Parasol Investment Management
Illinois
$34K +$32.2K +874 New
BAM
63
Barrett Asset Management
New York
$21K +$5.53K +150 +38%
MFS
64
MSI Financial Services
Massachusetts
$17K – – –
FBT
65
Founders Bank & Trust
Michigan
$15K – – –
ST
66
Smithfield Trust
Pennsylvania
$7K – – –
FAM
67
Formidable Asset Management
Ohio
$4K – – –
LNB
68
Ledyard National Bank
$4K – – –
MAA
69
Managed Account Advisors
New Jersey
– -$440K -12,440 Closed
CWA
70
Convergent Wealth Advisors
Maryland
– -$417K -11,790 Closed
Northern Trust
71
Northern Trust
Illinois
– -$278K -7,850 Closed
BJL
72
Brighton Jones LLC
Washington
– -$274K -7,746 Closed
CAN
73
Cetera Advisor Networks
California
– -$208K -5,870 Closed
1 2
3

SUSA Hedge Fund Activity: Q4 2013 in Review

68 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Optimized MSCI USA ETF (SUSA) for Q4 2013, worth a combined $93.3M — up 15% from $81.2M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SUSA positions and 5 closed out — a net gain of 5 holders — while 24 added to existing stakes and 15 trimmed.

The largest buyer was Citigroup, adding an estimated $3.21M. The largest seller was Suntrust Banks, cutting an estimated $831K.

  • 68 institutional investors held iShares ESG Optimized MSCI USA ETF (SUSA) as of Q4 2013, up from 63 in Q3 2013.
  • Funds reported $93.3M of iShares ESG Optimized MSCI USA ETF stock for Q4 2013, up 15% quarter-over-quarter.
  • 10 funds opened new iShares ESG Optimized MSCI USA ETF positions in Q4 2013 and 5 closed out, a net change of +5 holders.
  • The largest iShares ESG Optimized MSCI USA ETF buyer in Q4 2013 was Citigroup, an estimated $3.21M added.
  • The largest iShares ESG Optimized MSCI USA ETF seller in Q4 2013 was Suntrust Banks, an estimated $831K sold.

Based on aggregated 13F filings for Q4 2013.