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iShares ESG Optimized MSCI USA ETF
SUSA

63 hedge funds and large institutions have $81.2M invested in iShares ESG Optimized MSCI USA ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 22 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 15

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

0.35% more ownership

Funds ownership: 73.67% → 74.02% (+0.35%)

0% more funds holding

Funds holding: 63 → 63 (0)

62% less capital invested

Capital invested by funds: $214M → $81.2M (-$133M)

Holders
63
Holders Change
–
Holders Change %
0%
% of All Funds
2.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
22
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$1.03M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$748K
3
CWA
Convergent Wealth Advisors
Maryland
+$415K
4
MHI
Miller Howard Investments
New York
+$376K
5
Morgan Stanley
Morgan Stanley
New York
+$333K

Top Sellers

Rank Fund Capital Flow
1
SB
Suntrust Banks
Georgia
-$694K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$646K
3
TH
Timber Hill
Connecticut
-$639K
4
DBT
Dubuque Bank & Trust
Iowa
-$539K
5
Wells Fargo
Wells Fargo
California
-$288K
Name Holding Trade Value Shares
Change 		Change in
Stake
BFEC
51
Benjamin F. Edwards & Company
Missouri
$119K – – –
NES
52
New England Securities
New York
$116K – – –
Ameriprise
53
Ameriprise
Minnesota
$103K +$39.3K +1,116 +63%
PSI
54
Pinnacle Summer Investments
Virginia
$92K – – –
Creative Planning
55
Creative Planning
Kansas
$76K – – –
AIG
56
American International Group
New York
$54.9K +$70 +2 +0.1%
FWM
57
Focused Wealth Management
New York
$44K +$44.2K +1,256 New
MFS
58
MSI Financial Services
Massachusetts
$16K -$13.5K -384 -46%
FBT
59
Founders Bank & Trust
Michigan
$15K – – –
BAM
60
Barrett Asset Management
New York
$14K – – –
ST
61
Smithfield Trust
Pennsylvania
$6K – – –
LNB
62
Ledyard National Bank
$4K – – –
FAM
63
Formidable Asset Management
Ohio
$4K +$3.52K +100 New
TH
64
Timber Hill
Connecticut
– -$639K -18,900 Closed
DBT
65
Dubuque Bank & Trust
Iowa
– -$539K -15,920 Closed
WAM
66
Wood Asset Management
Florida
– -$46K -1,366 Closed
1 2
3

SUSA Hedge Fund Activity: Q3 2013 in Review

63 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Optimized MSCI USA ETF (SUSA) for Q3 2013, worth a combined $81.2M — down 62% from $214M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SUSA positions and 3 closed out — a net gain of 1 holder — while 22 added to existing stakes and 15 trimmed.

The largest buyer was Bank of America, adding an estimated $1.03M. The largest seller was Suntrust Banks, cutting an estimated $694K.

  • 63 institutional investors held iShares ESG Optimized MSCI USA ETF (SUSA) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $81.2M of iShares ESG Optimized MSCI USA ETF stock for Q3 2013, down 62% quarter-over-quarter.
  • 4 funds opened new iShares ESG Optimized MSCI USA ETF positions in Q3 2013 and 3 closed out, a net change of +1 holder.
  • The largest iShares ESG Optimized MSCI USA ETF buyer in Q3 2013 was Bank of America, an estimated $1.03M added.
  • The largest iShares ESG Optimized MSCI USA ETF seller in Q3 2013 was Suntrust Banks, an estimated $694K sold.

Based on aggregated 13F filings for Q3 2013.