We are live on ! Find out more
SUSA icon

iShares ESG Optimized MSCI USA ETF
SUSA

84 hedge funds and large institutions have $110M invested in iShares ESG Optimized MSCI USA ETF in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 27 increasing their positions, 14 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 14

0.09% more ownership

Funds ownership: 69.79% → 69.87% (+0.09%)

4% less capital invested

Capital invested by funds: $114M → $110M (-$4.1M)

8% less funds holding

Funds holding: 91 → 84 (-7)

36% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 14

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
84
Holders Change
-7
Holders Change %
-7.69%
% of All Funds
2.35%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
27
Reduced
14
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$4.12M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.04M
3
SB
Suntrust Banks
Georgia
+$1.93M
4
Wells Fargo
Wells Fargo
California
+$1.68M
5
Northern Trust
Northern Trust
Illinois
+$1.31M

Top Sellers

Rank Fund Capital Flow
1
HF
HRT Financial
New York
-$3M
2
RJA
Raymond James & Associates
Florida
-$1.2M
3
Citadel Advisors
Citadel Advisors
Florida
-$887K
4
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$852K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$821K
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$545K +$32.8K +788 +6%
AI
27
Accredited Investors
Minnesota
$519K +$582 +14 +0.1%
William Blair & Company
28
William Blair & Company
Illinois
$500K +$11.2K +270 +2%
Bank of Montreal
29
Bank of Montreal
Ontario, Canada
$459K -$428K -10,298 -47%
CAN
30
Cetera Advisor Networks
California
$431K +$10.9K +262 +2%
JFGIW
31
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$423K – – –
CCFCSB
32
Cape Cod Five Cents Savings Bank
Massachusetts
$415K -$28.8K -692 -6%
FAAS
33
First Allied Advisory Services
California
$397K +$16.6K +400 +4%
UCFA
34
United Capital Financial Advisors
Texas
$394K – – –
RFC
35
Regions Financial Corp
Alabama
$378K -$63.7K -1,532 -14%
CAG
36
Crestwood Advisors Group
Massachusetts
$363K – – –
FPFS
37
First Personal Financial Services
North Carolina
$361K +$13K +312 +4%
FDCC
38
Foster Dykema Cabot & Co
Massachusetts
$343K – – –
DWM
39
Destination Wealth Management
California
$327K -$83.2K -2,000 -19%
Ameriprise
40
Ameriprise
Minnesota
$315K +$97.5K +2,344 +41%
CA
41
Cetera Advisors
Colorado
$312K – – –
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$311K +$21.6K +520 +7%
PGA
43
Portland Global Advisors
Maine
$305K – – –
SGAM
44
Steinberg Global Asset Management
Florida
$283K – – –
Stifel Financial
45
Stifel Financial
Missouri
$279K – – –
TCOV
46
Trust Company of Vermont
Vermont
$273K +$1.5K +36 +0.5%
SCG
47
Sonata Capital Group
Washington
$260K – – –
GAM
48
Gould Asset Management
California
$255K – – –
BOS
49
Bingham Osborn & Scarborough
California
$224K – – –
TAM
50
Trillium Asset Management
Massachusetts
$221K – – –
1
2
3 4

SUSA Hedge Fund Activity: Q3 2015 in Review

84 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Optimized MSCI USA ETF (SUSA) for Q3 2015, worth a combined $110M — down 3.6% from $114M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of SUSA and 9 opened new positions — a net loss of 5 holders — while 14 trimmed existing stakes and 27 added.

The largest buyer was Bank of America, adding an estimated $4.12M. The largest seller was HRT Financial, exiting entirely with an estimated $3M sold.

  • 84 institutional investors held iShares ESG Optimized MSCI USA ETF (SUSA) as of Q3 2015, down from 91 in Q2 2015.
  • Funds reported $110M of iShares ESG Optimized MSCI USA ETF stock for Q3 2015, down 3.6% quarter-over-quarter.
  • 9 funds opened new iShares ESG Optimized MSCI USA ETF positions in Q3 2015 and 14 closed out, a net change of -5 holders.
  • The largest iShares ESG Optimized MSCI USA ETF buyer in Q3 2015 was Bank of America, an estimated $4.12M added.
  • The largest iShares ESG Optimized MSCI USA ETF seller in Q3 2015 was HRT Financial, an estimated $3M sold.

Based on aggregated 13F filings for Q3 2015.