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iShares ESG Optimized MSCI USA ETF
SUSA

63 hedge funds and large institutions have $81.2M invested in iShares ESG Optimized MSCI USA ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 22 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 15

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

0.35% more ownership

Funds ownership: 73.67% → 74.02% (+0.35%)

0% more funds holding

Funds holding: 63 → 63 (0)

62% less capital invested

Capital invested by funds: $214M → $81.2M (-$133M)

Holders
63
Holders Change
–
Holders Change %
0%
% of All Funds
2.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
22
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$1.03M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$748K
3
CWA
Convergent Wealth Advisors
Maryland
+$415K
4
MHI
Miller Howard Investments
New York
+$376K
5
Morgan Stanley
Morgan Stanley
New York
+$333K

Top Sellers

Rank Fund Capital Flow
1
SB
Suntrust Banks
Georgia
-$694K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$646K
3
TH
Timber Hill
Connecticut
-$639K
4
DBT
Dubuque Bank & Trust
Iowa
-$539K
5
Wells Fargo
Wells Fargo
California
-$288K
Name Holding Trade Value Shares
Change 		Change in
Stake
TAM
26
Trillium Asset Management
Massachusetts
$413K – – –
William Blair & Company
27
William Blair & Company
Illinois
$405K +$7.04K +200 +2%
BUB
28
BBVA USA Bancshares
Texas
$354K – – –
LWI
29
Long Wharf Investors
Massachusetts
$329K -$5.63K -160 -2%
RFC
30
Regions Financial Corp
Alabama
$316K -$1.76K -50 -0.6%
PGA
31
Portland Global Advisors
Maine
$302K – – –
CA
32
Cetera Advisors
Colorado
$301K – – –
Northern Trust
33
Northern Trust
Illinois
$278K – – –
BJL
34
Brighton Jones LLC
Washington
$274K +$1.97K +56 +0.7%
GAM
35
Gould Asset Management
California
$272K -$74K -2,100 -21%
CAG
36
Crestwood Advisors Group
Massachusetts
$272K +$49.3K +1,400 +22%
BOS
37
Bingham Osborn & Scarborough
California
$243K – – –
SGAM
38
Steinberg Global Asset Management
Florida
$233K -$14.1K -400 -6%
WTC
39
WhitTier Trust Company
Nevada
$233K +$4.93K +140 +2%
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$211K – – –
CAN
41
Cetera Advisor Networks
California
$208K -$211 -6 -0.1%
BAAM
42
Baker Avenue Asset Management
California
$207K +$206K +5,860 New
Citigroup
43
Citigroup
New York
$193K -$7.96K -226 -4%
MA
44
MUFG Americas
New York
$187K -$14.1K -400 -7%
PWAG
45
Polaris Wealth Advisory Group
California
$173K +$3.87K +110 +2%
DADC
46
D.A. Davidson & Co
Montana
$172K +$23.2K +660 +16%
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$169K +$10.4K +296 +7%
AC
48
Alexandria Capital
Virginia
$144K – – –
TCOV
49
Trust Company of Vermont
Vermont
$143K +$12K +342 +9%
Royal Bank of Canada
50
Royal Bank of Canada
Ontario, Canada
$133K -$646K -18,352 -83%
1
2
3

SUSA Hedge Fund Activity: Q3 2013 in Review

63 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Optimized MSCI USA ETF (SUSA) for Q3 2013, worth a combined $81.2M — down 62% from $214M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SUSA positions and 3 closed out — a net gain of 1 holder — while 22 added to existing stakes and 15 trimmed.

The largest buyer was Bank of America, adding an estimated $1.03M. The largest seller was Suntrust Banks, cutting an estimated $694K.

  • 63 institutional investors held iShares ESG Optimized MSCI USA ETF (SUSA) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $81.2M of iShares ESG Optimized MSCI USA ETF stock for Q3 2013, down 62% quarter-over-quarter.
  • 4 funds opened new iShares ESG Optimized MSCI USA ETF positions in Q3 2013 and 3 closed out, a net change of +1 holder.
  • The largest iShares ESG Optimized MSCI USA ETF buyer in Q3 2013 was Bank of America, an estimated $1.03M added.
  • The largest iShares ESG Optimized MSCI USA ETF seller in Q3 2013 was Suntrust Banks, an estimated $694K sold.

Based on aggregated 13F filings for Q3 2013.