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SURG

SYNERGETICS USA, INC.

Delisted

SURG was delisted on the 15th of October, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
26
Northern Trust
Illinois
$218K -$12.4K -2,981 -6%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$199K +$113K +27,337 +167%
SKK
28
Shepherd Kaplan Krochuk
Massachusetts
$194K
NTCOC
29
Northern Trust Company of Connecticut
Connecticut
$170K
Bank of New York Mellon
30
Bank of New York Mellon
New York
$125K
DP
31
Dearborn Partners
Illinois
$115K +$105K +25,348 New
SNC
32
Stifel Nicolaus & Co
Missouri
$106K
AWCI
33
Alpine Woods Capital Investors
New York
$105K
Two Sigma Investments
34
Two Sigma Investments
New York
$87K -$130K -31,327 -62%
CAM
35
ClariVest Asset Management
California
$83K +$76K +18,332 New
Two Sigma Advisers
36
Two Sigma Advisers
New York
$81K -$109K -26,274 -59%
T. Rowe Price Associates
37
T. Rowe Price Associates
Maryland
$81K
CC
38
ClearArc Capital
Ohio
$79K
State Street
39
State Street
Massachusetts
$76K
OAM
40
Oxford Asset Management
United Kingdom
$76K +$14.7K +3,542 +27%
RFC
41
Regions Financial Corp
Alabama
$73K
Renaissance Technologies
42
Renaissance Technologies
New York
$58K -$47.7K -11,500 -48%
NPC
43
National Planning Corporation
California
$57K
US Bancorp
44
US Bancorp
Minnesota
$53K -$20.7K -5,000 -30%
Wells Fargo
45
Wells Fargo
California
$50K +$27.6K +6,655 +153%
Creative Planning
46
Creative Planning
Kansas
$21K
BA
47
BlackRock Advisors
Delaware
$16K
Bank of America
48
Bank of America
North Carolina
$7K +$1.63K +392 +37%
Manulife (Manufacturers Life Insurance)
49
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K
Group One Trading
50
Group One Trading
Illinois
$5K +$2.07K +500 +83%