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SURG

SYNERGETICS USA, INC.
SURG

Delisted

SURG was delisted on the 15th of October, 2015.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Two Sigma Investments
26
Two Sigma Investments
New York
$199K +$166K +50,485 New
Two Sigma Advisers
27
Two Sigma Advisers
New York
$175K +$146K +44,174 New
SKK
28
Shepherd Kaplan Krochuk
Massachusetts
$168K +$141K +42,730 New
NTCOC
29
Northern Trust Company of Connecticut
Connecticut
$147K +$123K +37,390 New
CBU
30
CIBC Bank USA
Illinois
$124K +$104K +31,400 New
Bank of New York Mellon
31
Bank of New York Mellon
New York
$108K +$90.5K +27,446 New
Renaissance Technologies
32
Renaissance Technologies
New York
$95K +$79.8K +24,200 New
SNC
33
Stifel Nicolaus & Co
Missouri
$91.6K +$76.7K +23,252 New
AWCI
34
Alpine Woods Capital Investors
New York
$91K +$75.8K +23,000 New
T. Rowe Price Associates
35
T. Rowe Price Associates
Maryland
$71K +$59K +17,900 New
CC
36
ClearArc Capital
Ohio
$68K +$57K +17,292 New
US Bancorp
37
US Bancorp
Minnesota
$66K +$54.7K +16,600 New
State Street
38
State Street
Massachusetts
$65K +$54.7K +16,600 New
D.E. Shaw & Co
39
D.E. Shaw & Co
New York
$64K +$54K +16,370 New
RFC
40
Regions Financial Corp
Alabama
$63K +$52.8K +16,000 New
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
$54K +$45.2K +13,694 New
OAM
42
Oxford Asset Management
United Kingdom
$52K +$43.5K +13,185 New
NPC
43
National Planning Corporation
California
$45K +$37.8K +11,475 New
Creative Planning
44
Creative Planning
Kansas
$18K +$15.1K +4,574 New
Wells Fargo
45
Wells Fargo
California
$17K +$14.4K +4,360 New
BA
46
BlackRock Advisors
Delaware
$14K +$11.4K +3,470 New
TRCT
47
Tower Research Capital (TRC)
New York
$10K +$7.98K +2,420 New
Bank of America
48
Bank of America
North Carolina
$4K +$3.49K +1,058 New
Manulife (Manufacturers Life Insurance)
49
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4K +$3.51K +1,064 New
Group One Trading
50
Group One Trading
Illinois
$2K +$1.98K +600 New
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