SYNERGETICS USA, INC.
SURG
SURG was delisted on the 15th of October, 2015.
57 hedge funds and large institutions have $47.5M invested in SYNERGETICS USA, INC. in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 8 reducing their positions, and 5 closing their positions.
160% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 5
138% more repeat investments, than reductions
Existing positions increased: 19 | Existing positions reduced: 8
12% more funds holding
Funds holding: 51 → 57 (+6)
6% less capital invested
Capital invested by funds: $50.5M → $47.5M (-$3M)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $3K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CAM
Cortina Asset Management
Milwaukee,
Wisconsin
|
+$3.11M |
| 2 |
PCMI
Paradigm Capital Management Inc
Albany,
New York
|
+$2.96M |
| 3 |
RA
Royce & Associates
New York
|
+$1.81M |
| 4 |
NC
Northpointe Capital
Bloomfield Hills,
Michigan
|
+$1.66M |
| 5 |
DGHMC
Dalton, Greiner, Hartman, Maher & Co
New York
|
+$1.28M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TAM
THB Asset Management
Norwalk,
Connecticut
|
-$3.87M |
| 2 |
KIA
Kopp Investment Advisors
Bloomington,
Minnesota
|
-$3.23M |
| 3 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
-$1.2M |
| 4 |
CCM
Cadence Capital Management
Boston,
Massachusetts
|
-$870K |
| 5 |
PCM
Perkins Capital Management
Wayzata,
Minnesota
|
-$621K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
U
51
UBS
Zurich,
Switzerland
| $6K | +$6.57K | +1,606 | New |
|
|
TDC
52
Thompson Davis & Co
Richmond,
Virginia
| $4K | +$4.09K | +1,000 | New |
|
53
Group One Trading
Chicago,
Illinois
| $3K | -$1.23K | -300 | -27% |
|
54
Bank of America
Charlotte,
North Carolina
| $2K | -$3.77K | -923 | -64% |
|
55
BNP Paribas Financial Markets
Paris,
France
| $1.79K | +$2.02K | +494 | New |
|
|
TRCT
56
Tower Research Capital (TRC)
New York
| $1K | +$1.28K | +313 | +382% |
|
57
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $4 | – | – | – |
|
|
TAM
58
THB Asset Management
Norwalk,
Connecticut
| – | -$3.87M | -851,479 | Closed |
|
|
CCM
59
Cadence Capital Management
Boston,
Massachusetts
| – | -$870K | -191,162 | Closed |
|
60
Two Sigma Investments
New York
| – | -$87K | -19,158 | Closed |
|
61
Two Sigma Advisers
New York
| – | -$81K | -17,900 | Closed |
|
|
CC
62
ClearArc Capital
Cincinnati,
Ohio
| – | -$79K | -17,292 | Closed |
|
SURG Hedge Fund Activity: Q4 2013 in Review
57 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in SYNERGETICS USA, INC. (SURG) for Q4 2013, worth a combined $47.5M — down 5.9% from $50.5M a quarter earlier.
Buyers outnumbered sellers: 13 funds opened new SURG positions and 5 closed out — a net gain of 8 holders — while 19 added to existing stakes and 8 trimmed.
The largest buyer was Cortina Asset Management, adding an estimated $3.11M. The largest seller was THB Asset Management, exiting entirely with an estimated $3.87M sold.
- 57 institutional investors held SYNERGETICS USA, INC. (SURG) as of Q4 2013, up from 51 in Q3 2013.
- Funds reported $47.5M of SYNERGETICS USA, INC. stock for Q4 2013, down 5.9% quarter-over-quarter.
- 13 funds opened new SYNERGETICS USA, INC. positions in Q4 2013 and 5 closed out, a net change of +8 holders.
- The largest SYNERGETICS USA, INC. buyer in Q4 2013 was Cortina Asset Management, an estimated $3.11M added.
- The largest SYNERGETICS USA, INC. seller in Q4 2013 was THB Asset Management, an estimated $3.87M sold.
Based on aggregated 13F filings for Q4 2013.