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SURG

SYNERGETICS USA, INC.
SURG

Delisted

SURG was delisted on the 15th of October, 2015.

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51 hedge funds and large institutions have $50.5M invested in SYNERGETICS USA, INC. in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

16% more capital invested

Capital invested by funds: $43.4M → $50.5M (+$7.08M)

0% more funds holding

Funds holding: 51 → 51 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $3K

Holders
51
Holders Change
–
Holders Change %
0%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
14
Reduced
12
Closed
3
Calls
–
Puts
$3K
Net Calls
-$3K
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
+$1.23M
2
NC
Northpointe Capital
Michigan
+$402K
3
DGHMC
Dalton, Greiner, Hartman, Maher & Co
New York
+$378K
4
PCMI
Paradigm Capital Management Inc
New York
+$122K
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$113K

Top Sellers

Rank Fund Capital Flow
1
KIA
Kopp Investment Advisors
Minnesota
-$1.14M
2
CAM
Cortina Asset Management
Wisconsin
-$230K
3
CCM
Cadence Capital Management
Massachusetts
-$162K
4
Two Sigma Investments
Two Sigma Investments
New York
-$130K
5
CBU
CIBC Bank USA
Illinois
-$124K
Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
26
Northern Trust
Illinois
$218K -$12.4K -2,981 -6%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$199K +$113K +27,337 +167%
SKK
28
Shepherd Kaplan Krochuk
Massachusetts
$194K – – –
NTCOC
29
Northern Trust Company of Connecticut
Connecticut
$170K – – –
Bank of New York Mellon
30
Bank of New York Mellon
New York
$125K – – –
DP
31
Dearborn Partners
Illinois
$115K +$105K +25,348 New
SNC
32
Stifel Nicolaus & Co
Missouri
$106K – – –
AWCI
33
Alpine Woods Capital Investors
New York
$105K – – –
Two Sigma Investments
34
Two Sigma Investments
New York
$87K -$130K -31,327 -62%
CAM
35
ClariVest Asset Management
California
$83K +$76K +18,332 New
Two Sigma Advisers
36
Two Sigma Advisers
New York
$81K -$109K -26,274 -59%
T. Rowe Price Associates
37
T. Rowe Price Associates
Maryland
$81K – – –
CC
38
ClearArc Capital
Ohio
$79K – – –
State Street
39
State Street
Massachusetts
$76K – – –
OAM
40
Oxford Asset Management
United Kingdom
$76K +$14.7K +3,542 +27%
RFC
41
Regions Financial Corp
Alabama
$73K – – –
Renaissance Technologies
42
Renaissance Technologies
New York
$58K -$47.7K -11,500 -48%
NPC
43
National Planning Corporation
California
$57K – – –
US Bancorp
44
US Bancorp
Minnesota
$53K -$20.7K -5,000 -30%
Wells Fargo
45
Wells Fargo
California
$50K +$27.6K +6,655 +153%
Creative Planning
46
Creative Planning
Kansas
$21K – – –
BA
47
BlackRock Advisors
Delaware
$16K – – –
Bank of America
48
Bank of America
North Carolina
$7K +$1.63K +392 +37%
Group One Trading
49
Group One Trading
Illinois
$5K +$2.07K +500 +83%
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5 – – –
1
2
3

SURG Hedge Fund Activity: Q3 2013 in Review

51 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in SYNERGETICS USA, INC. (SURG) for Q3 2013, worth a combined $50.5M — up 16% from $43.4M a quarter earlier.

Fund positioning in SURG was balanced in Q3 2013: 3 funds opened new positions, 3 closed out, 14 added to existing stakes and 12 trimmed.

The largest buyer was Royce & Associates, adding an estimated $1.23M. The largest seller was Kopp Investment Advisors, cutting an estimated $1.14M.

  • 51 institutional investors held SYNERGETICS USA, INC. (SURG) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $50.5M of SYNERGETICS USA, INC. stock for Q3 2013, up 16% quarter-over-quarter.
  • 3 funds opened new SYNERGETICS USA, INC. positions in Q3 2013 and 3 closed out, a net change of 0 holders.
  • The largest SYNERGETICS USA, INC. buyer in Q3 2013 was Royce & Associates, an estimated $1.23M added.
  • The largest SYNERGETICS USA, INC. seller in Q3 2013 was Kopp Investment Advisors, an estimated $1.14M sold.

Based on aggregated 13F filings for Q3 2013.