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SURF

Surface Oncology, Inc. Common Stock

Delisted

SURF was delisted on the 7th of September, 2023.

106 hedge funds and large institutions have $118M invested in Surface Oncology, Inc. Common Stock in 2021 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 32 increasing their positions, 31 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

178% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 9

16% more funds holding

Funds holding: 91106 (+15)

13% more call options, than puts

Call options by funds: $772K | Put options by funds: $684K

3% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 31

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

35% less capital invested

Capital invested by funds: $182M → $118M (-$64.2M)

Holders
106
Holders Change
+15
Holders Change %
+16.48%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
25
Increased
32
Reduced
31
Closed
9
Calls
$772K
Puts
$684K
Net Calls
+$88K
Net Calls Change
-$1.64M
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
ARK Investment Management
Florida
$25.5M +$4.57M +707,773 +15%
AVAI
2
Atlas Venture Associates IX
Massachusetts
$14.1M
BlackRock
3
BlackRock
New York
$12.3M +$889K +137,742 +6%
Vanguard Group
4
Vanguard Group
Pennsylvania
$6.98M +$1.62M +250,684 +21%
Citadel Advisors
5
Citadel Advisors
Florida
$6.89M -$101K -15,607 -1%
Morgan Stanley
6
Morgan Stanley
New York
$3.91M +$782K +121,147 +17%
Goldman Sachs
7
Goldman Sachs
New York
$3.41M -$3.14M -486,270 -41%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$3.37M -$2.06M -318,520 -31%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$3.26M +$475K +73,596 +12%
State Street
10
State Street
Massachusetts
$2.75M +$469K +72,666 +14%
FCM
11
Farallon Capital Management
California
$2.49M -$3.1M -479,979 -48%
O
12
OrbiMed
New York
$2.24M -$2.85M -441,721 -49%
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$1.94M +$899K +139,310 +52%
Macquarie Group
14
Macquarie Group
Australia
$1.67M
Victory Capital Management
15
Victory Capital Management
Texas
$1.57M -$96K -14,880 -4%
DCM
16
DAFNA Capital Management
California
$1.51M +$2.03M +315,000 New
Northern Trust
17
Northern Trust
Illinois
$1.49M +$119K +18,370 +6%
AQR Capital Management
18
AQR Capital Management
Connecticut
$1.49M +$1.1M +170,603 +122%
Stifel Financial
19
Stifel Financial
Missouri
$1.38M +$274K +42,392 +17%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$1.33M +$331K +51,300 +23%
Prudential Financial
21
Prudential Financial
New Jersey
$1.25M +$237K +36,785 +16%
PHP
22
Parkman Healthcare Partners
Connecticut
$1.24M +$68.6K +10,635 +4%
GCM
23
Goldstream Capital Management
Hong Kong
$1.15M +$1.56M +241,285 New
ACM
24
ACT Capital Management
Pennsylvania
$815K
Acadian Asset Management
25
Acadian Asset Management
Massachusetts
$778K +$1.05M +163,214 New

SURF Hedge Fund Activity: Q4 2021 in Review

106 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Surface Oncology, Inc. Common Stock (SURF) for Q4 2021, worth a combined $118M — down 35% from $182M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SURF positions and 9 closed out — a net gain of 16 holders — while 32 added to existing stakes and 31 trimmed.

The largest buyer was ARK Investment Management, adding an estimated $4.57M. The largest seller was Goldman Sachs, cutting an estimated $3.14M.

  • 106 institutional investors held Surface Oncology, Inc. Common Stock (SURF) as of Q4 2021, up from 91 in Q3 2021.
  • Funds reported $118M of Surface Oncology, Inc. Common Stock stock for Q4 2021, down 35% quarter-over-quarter.
  • 25 funds opened new Surface Oncology, Inc. Common Stock positions in Q4 2021 and 9 closed out, a net change of +16 holders.
  • The largest Surface Oncology, Inc. Common Stock buyer in Q4 2021 was ARK Investment Management, an estimated $4.57M added.
  • The largest Surface Oncology, Inc. Common Stock seller in Q4 2021 was Goldman Sachs, an estimated $3.14M sold.

Based on aggregated 13F filings for Q4 2021.