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SURF

Surface Oncology, Inc. Common Stock
SURF

Delisted

SURF was delisted on the 7th of September, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
AC
1
Armistice Capital
New York
– -$4.25M -4,890,000 Closed
AVAI
2
Atlas Venture Associates IX
Massachusetts
– -$2.56M -2,945,453 Closed
Vanguard Group
3
Vanguard Group
Pennsylvania
– -$2.01M -2,309,286 Closed
AIM
4
ARK Investment Management
Florida
– -$1.23M -1,412,077 Closed
DCM
5
DAFNA Capital Management
California
– -$957K -1,100,000 Closed
Acadian Asset Management
6
Acadian Asset Management
Massachusetts
– -$754K -868,620 Closed
YCM
7
Yakira Capital Management
Connecticut
– -$683K -785,879 Closed
Geode Capital Management
8
Geode Capital Management
Massachusetts
– -$580K -667,418 Closed
LCM
9
Laurion Capital Management
New York
– -$579K -665,400 Closed
Renaissance Technologies
10
Renaissance Technologies
New York
– -$493K -567,400 Closed
BlackRock
11
BlackRock
New York
– -$453K -520,886 Closed
Stifel Financial
12
Stifel Financial
Missouri
– -$328K -376,750 Closed
Macquarie Group
13
Macquarie Group
Australia
– -$304K -350,000 Closed
BMCM
14
Black Maple Capital Management
Wisconsin
– -$232K -266,736 Closed
Fidelity Investments
15
Fidelity Investments
Massachusetts
– -$202K -232,815 Closed
State Street
16
State Street
Massachusetts
– -$149K -171,566 Closed
KOCAA
17
Knights of Columbus Asset Advisors
Connecticut
– -$137K -157,769 Closed
BCM
18
Bridgeway Capital Management
Texas
– -$115K -132,500 Closed
Bank of New York Mellon
19
Bank of New York Mellon
New York
– -$115K -132,393 Closed
Northern Trust
20
Northern Trust
Illinois
– -$75.5K -86,824 Closed
IAIM
21
International Assets Investment Management
Florida
– -$56.4K -64,875 Closed
Franklin Resources
22
Franklin Resources
California
– -$49.9K -57,360 Closed
AWA
23
Arete Wealth Advisors
Illinois
– -$47K -54,465 Closed
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
– -$45.3K -52,149 Closed
BFM
25
Boothbay Fund Management
New York
– -$39.1K -45,000 Closed
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