|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$13M
|
-$306K
|
-17,939
|
-2%
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$5.67M
|
+$392K
|
+22,977
|
+7%
|
|
|
3
|
|
$2.99M
|
-$1.71M
|
-100,257
|
-35%
|
|
|
4
|
|
$2.73M
|
+$735K
|
+43,096
|
+35%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$780K
|
+$92.1K
|
+5,395
|
+13%
|
|
|
6
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$773K
|
+$63.5K
|
+3,721
|
+9%
|
|
|
7
|
Ameriprise
Minneapolis,
Minnesota
|
$385K
|
+$48K
|
+2,814
|
+14%
|
|
|
8
|
LPL Financial
San Diego,
California
|
$286K
|
-$449K
|
-26,303
|
-62%
|
|
|
9
|
WealthTrust Axiom
Wayne,
Pennsylvania
|
$222K
|
-$17.1K
|
-1,000
|
-7%
|
|
|
10
|
Cetera Advisor Networks
El Segundo,
California
|
$159K
|
-$2.51K
|
-147
|
-1%
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$142K
|
+$1.52K
|
+89
|
+1%
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$127K
|
-$13K
|
-764
|
-9%
|
|
|
13
|
American International Group
New York
|
$75K
|
+$78.5K
|
+4,600
|
New
|
|
|
14
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$31K
|
-$469K
|
-27,499
|
-94%
|
|
|
15
|
Creative Planning
Overland Park,
Kansas
|
$16K
|
+$17.1K
|
+1,000
|
New
|
|
|
16
|
Winslow Evans & Crocker
Boston,
Massachusetts
|
$13.1K
|
–
|
–
|
–
|
|
|
17
|
Gupta Wealth Management
San Diego,
California
|
$10K
|
-$853
|
-50
|
-7%
|
|
|
18
|
|
$7K
|
–
|
–
|
–
|
|
|
19
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$319K
|
-17,088
|
Closed
|
|
|
20
|
Doliver Advisors
Houston,
Texas
|
–
|
-$251K
|
-13,430
|
Closed
|
|
|
21
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$45K
|
-2,400
|
Closed
|
|
|
22
|
Strategic Capital Alternatives
Gig Harbor,
United States
|
–
|
-$11K
|
-600
|
Closed
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
–
|
-$5K
|
-285
|
Closed
|
|
|
24
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$5K
|
-243
|
Closed
|
|
|
25
|
Northwestern Mutual Investment Services
Milwaukee,
Wisconsin
|
–
|
-$2K
|
-114
|
Closed
|
|
