|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$14.3M
|
+$422K
|
+22,642
|
+3%
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$5.36M
|
+$13.3K
|
+712
|
+0.3%
|
|
|
3
|
|
$4.52M
|
+$41.7K
|
+2,236
|
+1%
|
|
|
4
|
LPL Financial
San Diego,
California
|
$2.58M
|
+$1.15M
|
+61,585
|
+82%
|
|
|
5
|
|
$1.39M
|
+$51.3K
|
+2,752
|
+4%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$763K
|
+$29.8K
|
+1,598
|
+4%
|
|
|
7
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$704K
|
+$95.6K
|
+5,131
|
+16%
|
|
|
8
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$606K
|
-$7.08K
|
-380
|
-1%
|
|
|
9
|
Ameriprise
Minneapolis,
Minnesota
|
$407K
|
+$28.3K
|
+1,517
|
+8%
|
|
|
10
|
WealthTrust Axiom
Wayne,
Pennsylvania
|
$296K
|
-$1.86K
|
-100
|
-0.6%
|
|
|
11
|
Raymond James & Associates
St Petersburg,
Florida
|
$281K
|
+$69.9K
|
+3,750
|
+34%
|
|
|
12
|
Cetera Advisor Networks
El Segundo,
California
|
$200K
|
+$190K
|
+10,180
|
New
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$159K
|
-$61.7K
|
-3,312
|
-28%
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
$159K
|
-$10.1K
|
-540
|
-6%
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$27K
|
+$26.1K
|
+1,400
|
New
|
|
|
16
|
Gupta Wealth Management
San Diego,
California
|
$13K
|
+$12.8K
|
+685
|
New
|
|
|
17
|
|
$8K
|
-$3.21K
|
-172
|
-30%
|
|
|
18
|
Boston Private Bank & Trust
Boston,
Massachusetts
|
$6K
|
–
|
–
|
–
|
|
|
19
|
National Planning Corporation
El Segundo,
California
|
–
|
-$733K
|
-39,854
|
Closed
|
|
|
20
|
|
–
|
-$237K
|
-12,512
|
Closed
|
|
|
21
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$193K
|
-10,172
|
Closed
|
|
|
22
|
Tower Research Capital (TRC)
New York
|
–
|
-$95K
|
-5,000
|
Closed
|
|
|
23
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$22K
|
-1,170
|
Closed
|
|
|
24
|
American International Group
New York
|
–
|
-$17K
|
-900
|
Closed
|
|
|
25
|
Cordasco Financial Network
Naples,
Florida
|
–
|
-$5K
|
-250
|
Closed
|
|
