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STEW

SRH Total Return Fund

75 hedge funds and large institutions have $210M invested in SRH Total Return Fund in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

15% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 20

11% more capital invested

Capital invested by funds: $188M → $210M (+$21.6M)

7% more funds holding

Funds holding: 7075 (+5)

2.74% more ownership

Funds ownership: 22.46%25.2% (+2.7%)

Holders
75
Holders Change
+5
Holders Change %
+7.14%
% of All Funds
2%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.19%
New
12
Increased
23
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$28.2M -$2M -276,957 -7%
KIM
2
Karpus Investment Management
New York
$24.5M +$779K +107,813 +4%
RJA
3
Raymond James & Associates
Florida
$24M +$816K +112,816 +4%
Lazard Asset Management
4
Lazard Asset Management
New York
$23.8M +$21.9M +3,030,000 New
Morgan Stanley
5
Morgan Stanley
New York
$13.9M -$700K -96,868 -5%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$11.9M -$318K -44,042 -3%
GFM
7
Gramercy Funds Management
Connecticut
$11.6M +$135K +18,700 +1%
MC
8
Matisse Capital
Oregon
$11.1M -$54.9K -7,600 -0.5%
MIG
9
Mariner Investment Group
New York
$9.96M
CL
10
CSS LLC
Illinois
$5.37M
SFS
11
Shaker Financial Services
Virginia
$5.17M +$1.9M +262,469 +66%
Goldman Sachs
12
Goldman Sachs
New York
$4.35M -$892K -123,383 -18%
HSBC Holdings
13
HSBC Holdings
United Kingdom
$3.55M
BI
14
Bulldog Investors
New Jersey
$3.38M -$4.16M -575,327 -57%
MFS
15
MSI Financial Services
Massachusetts
$2.34M -$9.97K -1,379 -0.5%
BC
16
Brinker Capital
Pennsylvania
$2.22M +$2.05M +283,360 New
ST
17
Sentinel Trust
Texas
$1.97M
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.83M +$498K +68,894 +42%
WA
19
WFG Advisors
Texas
$1.78M +$472K +65,228 +40%
DGHMC
20
Dalton, Greiner, Hartman, Maher & Co
New York
$1.38M +$230K +31,849 +22%
SA
21
SRH Advisors
Kansas
$1.33M +$7.23K +1,000 +0.6%
LPL Financial
22
LPL Financial
California
$1.07M -$4.55K -629 -0.5%
CRC
23
Curi RMB Capital
Illinois
$1M +$924K +127,815 New
CCP
24
Centaur Capital Partners
Texas
$942K +$600K +83,000 +224%
Hotchkis & Wiley Capital Management
25
Hotchkis & Wiley Capital Management
California
$929K

STEW Hedge Fund Activity: Q1 2016 in Review

75 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in SRH Total Return Fund (STEW) for Q1 2016, worth a combined $210M — up 11% from $188M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new STEW positions and 7 closed out — a net gain of 5 holders — while 23 added to existing stakes and 20 trimmed.

The largest buyer was Lazard Asset Management, opening a new position worth an estimated $21.9M. The largest seller was Bulldog Investors, cutting an estimated $4.16M.

  • 75 institutional investors held SRH Total Return Fund (STEW) as of Q1 2016, up from 70 in Q4 2015.
  • Funds reported $210M of SRH Total Return Fund stock for Q1 2016, up 11% quarter-over-quarter.
  • 12 funds opened new SRH Total Return Fund positions in Q1 2016 and 7 closed out, a net change of +5 holders.
  • The largest SRH Total Return Fund buyer in Q1 2016 was Lazard Asset Management, an estimated $21.9M added.
  • The largest SRH Total Return Fund seller in Q1 2016 was Bulldog Investors, an estimated $4.16M sold.

Based on aggregated 13F filings for Q1 2016.