STEW

SRH Total Return Fund
STEW

Overview Fund Activity

28 hedge funds and large institutions have $38.6M invested in SRH Total Return Fund in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 4 closing their positions.

Holders
28
Holders Change
-2
Holders Change %
-6.67%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
2
Increased
11
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$2.26M
2
HSBC Holdings
2
HSBC Holdings
United Kingdom
$1.4M
3
TC
3
TFS Capital
Pennsylvania
$314K
4
RCM
4
Rivernorth Capital Management
Florida
$5.66M
5
Morgan Stanley
5
Morgan Stanley
New York
$4.05M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
GFM
2
Gramercy Funds Management
Connecticut
$5.41M
3
Goldman Sachs
3
Goldman Sachs
New York
$2.75M
4
BI
4
Bulldog Investors
New Jersey
$6.16M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$91K
Name Market Value Shares Shares
Change 		Shares
Change %
BI
1
Bulldog Investors
New Jersey
$6.16M 807,226 -13,100 -2%
RCM
2
Rivernorth Capital Management
Florida
$5.66M 742,362 +18,163 +3%
GFM
3
Gramercy Funds Management
Connecticut
$5.41M 709,256 -36,500 -5%
Morgan Stanley
4
Morgan Stanley
New York
$4.05M 531,105 +13,520 +3%
Goldman Sachs
5
Goldman Sachs
New York
$2.75M 360,246 -18,836 -5%
KIM
6
Karpus Investment Management
New York
$2.26M 296,318 +239,983 +426%
MIG
7
Mariner Investment Group
New York
$2.24M 294,093 – –
HSBC Holdings
8
HSBC Holdings
United Kingdom
$1.4M 183,770 +183,770 New
ST
9
Sentinel Trust
Texas
$1.29M 169,437 – –
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.09M 142,167 +27 +0%
MFS
11
MSI Financial Services
Massachusetts
$997K 130,698 +7,658 +6%
BNP Paribas Financial Markets
12
BNP Paribas Financial Markets
France
$946K 124,000 +7,301 +6%
SG Americas Securities
13
SG Americas Securities
New York
$767K 100,472 – –
DGHMC
14
Dalton, Greiner, Hartman, Maher & Co
New York
$757K 99,250 – –
PPA
15
Parametric Portfolio Associates
Washington
$468K 61,319 +688 +1%
AA
16
Ancora Advisors
Ohio
$458K 60,000 – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$389K 50,937 +1,000 +2%
Ameriprise
18
Ameriprise
Minnesota
$347K 45,516 -3,353 -7%
TC
19
TFS Capital
Pennsylvania
$314K 41,095 +18,307 +80%
Bank of America
20
Bank of America
North Carolina
$232K 30,407 – –
Wells Fargo
21
Wells Fargo
California
$182K 23,876 +300 +1%
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$109K 14,260 – –
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$103K 13,500 -500 -4%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$91K 11,927 -3,484 -23%
WI
25
Western Investment
Utah
$85K 11,100 – –
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