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SuRo Capital
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Overview Fund Activity

48 hedge funds and large institutions have $36.8M invested in SuRo Capital in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
-4
Holders Change %
-7.69%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
11
Reduced
12
Closed
14
Calls
$1.49M
Puts
$617K
Net Calls
+$874K
Net Calls Change
+$862K

Top Buyers

1
BPCM
1
Beach Point Capital Management
California
$955K
2
Millennium Management
2
Millennium Management
New York
$1.21M
3
OC
3
Oppenheimer & Co
New York
$2.13M
4
UBS Group
4
UBS Group
Switzerland
$2.46M
5
IECM
5
Intrinsic Edge Capital Management
Illinois
$1.94M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$0
2
SM
2
Scoggin Management
New York
$0
3
CF
3
Centaurus Financial
California
$136K
4
Morgan Stanley
4
Morgan Stanley
New York
$466K
5
HighTower Advisors
5
HighTower Advisors
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
State of New Jersey Common Pension Fund D
1
State of New Jersey Common Pension Fund D
New Jersey
$10.5M – – –
NIM
2
Needham Investment Management
New York
$2.51M – – –
UBS Group
3
UBS Group
Switzerland
$2.46M +$137K +26,127 +6%
PPA
4
Parametric Portfolio Associates
Washington
$2.44M +$1.22K +233 +0.1%
VU
5
Vanderbilt University
Tennessee
$2.44M – – –
OC
6
Oppenheimer & Co
New York
$2.13M +$475K +90,766 +29%
IECM
7
Intrinsic Edge Capital Management
Illinois
$1.94M +$125K +23,826 +7%
RA
8
Resource America
New York
$1.83M – – –
Millennium Management
9
Millennium Management
New York
$1.21M +$596K +113,857 +97%
CCM
10
Callodine Capital Management
Massachusetts
$1.06M -$11.9K -2,264 -1%
MDSL
11
M.D. Sass LLC
New York
$1.04M – – –
Arrowstreet Capital
12
Arrowstreet Capital
Massachusetts
$961K +$11.4K +2,170 +1%
BPCM
13
Beach Point Capital Management
California
$955K +$955K +182,265 New
SACTSONJ
14
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$624K – – –
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$578K +$14.8K +2,815 +3%
Invesco
16
Invesco
Georgia
$505K +$12.8K +2,441 +3%
Morgan Stanley
17
Morgan Stanley
New York
$466K -$285K -54,285 -38%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$454K +$32K +6,102 +8%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$349K – – –
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$320K – – –
NSEDCP
21
NJ State Employees Deferred Compensation Plan
New Jersey
$275K – – –
Wells Fargo
22
Wells Fargo
California
$178K -$150K -28,591 -46%
Connor, Clark & Lunn Investment Management (CC&L)
23
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$157K -$38.1K -7,267 -20%
CF
24
Centaurus Financial
California
$136K -$635K -121,034 -82%
BRWM
25
B. Riley Wealth Management
Tennessee
$123K -$2.33K -447 -2%
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