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SuRo Capital
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Overview Fund Activity

78 hedge funds and large institutions have $63.6M invested in SuRo Capital in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 27 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
78
Holders Change
-2
Holders Change %
-2.5%
% of All Funds
2.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
26
Reduced
27
Closed
9
Calls
$4.2M
Puts
$7.43M
Net Calls
-$3.23M
Net Calls Change
+$1.04M

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$4.28M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.54M
3
William Blair & Company
3
William Blair & Company
Illinois
$1.71M
4
NIM
4
Needham Investment Management
New York
$1.01M
5
Group One Trading
5
Group One Trading
Illinois
$1.24M

Top Sellers

1
ACPU
1
Arrowgrass Capital Partners (US)
Delaware
$6.91M
2
Goldman Sachs
2
Goldman Sachs
New York
$210K
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$434K
4
EMFAT
4
Emerald Mutual Fund Advisers Trust
Pennsylvania
$1.57M
5
Bank of America
5
Bank of America
North Carolina
$586K
Name Holding Trade Value Shares
Change 		Shares
Change %
PTC
51
Philadelphia Trust Company
Pennsylvania
$166K – – –
Cambridge Investment Research Advisors
52
Cambridge Investment Research Advisors
Iowa
$156K +$17.9K +2,717 +13%
NFA
53
Nationwide Fund Advisors
Ohio
$153K – – –
Citigroup
54
Citigroup
New York
$143K +$29.9K +4,536 +26%
Geode Capital Management
55
Geode Capital Management
Massachusetts
$131K +$28.7K +4,370 +28%
GC
56
Guggenheim Capital
Illinois
$129K +$22.5K +3,435 +21%
AQR Capital Management
57
AQR Capital Management
Connecticut
$125K +$125K +18,999 New
BA
58
BlackRock Advisors
Delaware
$103K +$7.9K +1,201 +8%
WSCM
59
Wellington Shields Capital Management
New York
$101K – – –
Envestnet Asset Management
60
Envestnet Asset Management
Illinois
$97K -$40.2K -6,090 -29%
RNS
61
Robert N. Shapiro
$24K -$28.5K -4,394 -54%
BBPWM
62
Blue Bell Private Wealth Management
Pennsylvania
$17K – – –
TRCT
63
Tower Research Capital (TRC)
New York
$10K +$131 +20 +1%
BlackRock
64
BlackRock
New York
$6K – – –
MTIP
65
Magee Thomson Investment Partners
California
$6K +$1.18K +180 +24%
Schroder Investment Management Group
66
Schroder Investment Management Group
United Kingdom
$5.51K – – –
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$4K – – –
1832 Asset Management
68
1832 Asset Management
Ontario, Canada
$4K +$4K +539 New
CFS
69
Community Financial System
New York
$3K – – –
CHC
70
City Holding Co
West Virginia
$3K – – –
Bank of Montreal
71
Bank of Montreal
Ontario, Canada
$2K – – –
BNP Paribas Financial Markets
72
BNP Paribas Financial Markets
France
$1.55K -$1.77K -310 -53%
NES
73
New England Securities
New York
$1K -$5.44K -462 -84%
WA
74
Winfield Associates
Ohio
$1K – – –
Canada Life
75
Canada Life
Manitoba, Canada
$1K – – –
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