SSSS icon

SuRo Capital
SSSS

Overview Fund Activity

80 hedge funds and large institutions have $88M invested in SuRo Capital in 2013 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 27 increasing their positions, 27 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
80
Holders Change
+3
Holders Change %
+3.9%
% of All Funds
2.32%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
27
Reduced
27
Closed
14
Calls
$7.23M
Puts
$11.5M
Net Calls
-$4.27M
Net Calls Change
-$4.83M

Top Buyers

1
ACPU
Arrowgrass Capital Partners (US)
Delaware
$12.5M
2
TA
Teachers Advisors
New York
$5.22M
3
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
$3.83M
4
Bank of America
Bank of America
North Carolina
$2.55M
5
Goldman Sachs
Goldman Sachs
New York
$4.37M

Top Sellers

1
EIM
Essex Investment Management
Massachusetts
$3.51M
2
PG
PEAK6 Group
Illinois
$2.29M
3
TC
TFS Capital
Pennsylvania
$0
4
VAM
Visium Asset Management
New York
$0
5
HCM
Highline Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FNYS
51
First New York Securities
New York
$181K +$60.3K +7,700 +50%
Cambridge Investment Research Advisors
52
Cambridge Investment Research Advisors
Iowa
$165K +$21K +2,669 +15%
Envestnet Asset Management
53
Envestnet Asset Management
Illinois
$163K -$20.8K -2,646 -11%
Deutsche Bank
54
Deutsche Bank
Germany
$160K -$214K -27,395 -57%
Barclays
55
Barclays
United Kingdom
$138K +$135K +17,103 +4,254%
Citigroup
56
Citigroup
New York
$134K +$86K +11,001 +179%
GC
57
Guggenheim Capital
Illinois
$128K +$5.73K +728 +5%
Geode Capital Management
58
Geode Capital Management
Massachusetts
$122K +$122K +15,570 New
WSCM
59
Wellington Shields Capital Management
New York
$121K – – –
BA
60
BlackRock Advisors
Delaware
$114K +$5.26K +667 +5%
TFO
61
Tarbox Family Office
California
$109K +$109K +13,861 New
ST
62
Spot Trading
Illinois
$80K -$221K -28,074 -73%
RNS
63
Robert N. Shapiro
$64K -$33.6K -4,248 -34%
Walleye Trading
64
Walleye Trading
New York
$64K +$45K +5,747 +236%
BBPWM
65
Blue Bell Private Wealth Management
Pennsylvania
$21K +$21K +2,618 New
AllianceBernstein
66
AllianceBernstein
Tennessee
$16K -$276K -34,535 -95%
TRCT
67
Tower Research Capital (TRC)
New York
$12K -$31.3K -3,934 -72%
BlackRock
68
BlackRock
New York
$7K -$4.13K -562 -37%
Schroder Investment Management Group
69
Schroder Investment Management Group
United Kingdom
$6.57K +$6.57K +836 New
MTIP
70
Magee Thomson Investment Partners
California
$6K +$723 +89 +14%
BNP Paribas Financial Markets
71
BNP Paribas Financial Markets
France
$4.56K +$4.56K +581 New
NES
72
New England Securities
New York
$4K -$1.35K -185 -25%
PNC Financial Services Group
73
PNC Financial Services Group
Pennsylvania
$4K – – –
CFS
74
Community Financial System
New York
$4K – – –
CHC
75
City Holding Co
West Virginia
$4K +$4K +462 New
1 2
3
4