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SuRo Capital
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Overview Fund Activity

65 hedge funds and large institutions have $49.2M invested in SuRo Capital in 2020 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
+21
Holders Change %
+47.73%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
29
Increased
16
Reduced
12
Closed
8
Calls
$10.7M
Puts
$8.42M
Net Calls
+$2.25M
Net Calls Change
+$1.07M

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$3.54M
2
Morgan Stanley
Morgan Stanley
New York
$2.83M
3
BlackRock
BlackRock
New York
$1.23M
4
AGM
Alpine Global Management
New York
$1.18M
5
Jane Street
Jane Street
New York
$1.09M

Top Sellers

1
IECM
Intrinsic Edge Capital Management
Illinois
$0
2
BI
Bulldog Investors
New Jersey
$5.09M
3
RA
Resource America
New York
$0
4
Osaic Holdings
Osaic Holdings
Arizona
$521K
5
YCM
Yakira Capital Management
Connecticut
$336K
Name Holding Trade Value Shares
Change 		Shares
Change %
YCM
26
Yakira Capital Management
Connecticut
$336K -$317K -34,904 -49%
OGC
27
One68 Global Capital
New York
$325K +$325K +35,738 New
LPL Financial
28
LPL Financial
California
$324K +$96.6K +10,620 +42%
California Public Employees Retirement System
29
California Public Employees Retirement System
California
$308K -$137K -15,010 -31%
CCA
30
Catalyst Capital Advisors
New York
$288K – – –
Bank of Montreal
31
Bank of Montreal
Ontario, Canada
$240K +$240K +31,331 New
CG
32
Cutler Group
California
$228K +$211K +23,253 +1,236%
PP
33
Paloma Partners
Connecticut
$228K +$228K +25,056 New
Creative Planning
34
Creative Planning
Kansas
$227K +$227K +24,998 New
Stifel Financial
35
Stifel Financial
Missouri
$199K +$199K +21,905 New
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$198K +$66K +9,531 +50%
ECM
37
ExodusPoint Capital Management
New York
$177K +$177K +19,487 New
Goldman Sachs
38
Goldman Sachs
New York
$165K +$165K +18,090 New
BRWM
39
B. Riley Wealth Management
Tennessee
$164K -$3.48K -382 -2%
GC
40
Garde Capital
Washington
$163K +$163K +17,869 New
JPMPWA
41
J.P. Morgan Private Wealth Advisors
California
$152K +$152K +16,678 New
KAS
42
Kestra Advisory Services
Texas
$152K +$152K +16,681 New
RJFSA
43
Raymond James Financial Services Advisors
Florida
$140K -$153K -16,806 -52%
BIM
44
Bogle Investment Management
Massachusetts
$122K +$122K +13,423 New
TRCT
45
Tower Research Capital (TRC)
New York
$81K +$72.9K +8,050 +903%
Bank of America
46
Bank of America
North Carolina
$60K +$60K +6,552 New
Simplex Trading
47
Simplex Trading
Illinois
$55K +$28.8K +3,211 +110%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$50K +$41K +4,559 +455%
Citigroup
49
Citigroup
New York
$43K +$26.8K +2,978 +166%
PH
50
Pinnacle Holdings
Oklahoma
$23.8K +$23.8K +2,621 New
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