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SuRo Capital
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Overview Fund Activity

40 hedge funds and large institutions have $23.9M invested in SuRo Capital in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
-6
Holders Change %
-13.04%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
12
Increased
6
Reduced
8
Closed
15
Calls
$480K
Puts
$402K
Net Calls
+$78K
Net Calls Change
+$38K

Top Buyers

1
BI
Bulldog Investors
New Jersey
$2.82M
2
CCM
Callodine Capital Management
Massachusetts
$1.17M
3
OC
Oppenheimer & Co
New York
$2.43M
4
YCM
Yakira Capital Management
Connecticut
$400K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
$94K

Top Sellers

1
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
$902K
2
UBS Group
UBS Group
Switzerland
$472K
3
BPCM
Beach Point Capital Management
California
$0
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$609K
5
Invesco
Invesco
Georgia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$94K +$94K +19,060 New
LI
27
Leap Investments
Illinois
$81K +$81K +16,440 New
Bank of New York Mellon
28
Bank of New York Mellon
New York
$79K -$11.8K -2,399 -13%
Wolverine Trading
29
Wolverine Trading
Illinois
$78K +$78K +16,232 New
Victory Capital Management
30
Victory Capital Management
Texas
$36K +$36K +7,124 New
TRCT
31
Tower Research Capital (TRC)
New York
$35K +$35K +7,176 New
CAN
32
Claraphi Advisory Network
United States
$20K +$20K +4,021 New
Citigroup
33
Citigroup
New York
$9K – – –
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$9K – – –
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$6K +$6K +1,191 New
Marshall Wace
36
Marshall Wace
United Kingdom
$5K +$5K +986 New
WEC
37
Winslow Evans & Crocker
Massachusetts
$4K – – –
OIA
38
Optimum Investment Advisors
Illinois
$3K – – –
KFI
39
Key Financial Inc
Pennsylvania
$1K +$1K +238 New
BPCM
40
Beach Point Capital Management
California
– -$1M -182,265 Closed
Invesco
41
Invesco
Georgia
– -$491K -89,376 Closed
Two Sigma Investments
42
Two Sigma Investments
New York
– -$140K -25,539 Closed
TI
43
Trexquant Investment
Connecticut
– -$115K -20,969 Closed
OAM
44
Oxford Asset Management
United Kingdom
– -$109K -19,907 Closed
CAN
45
Cetera Advisor Networks
California
– -$100K -19,001 Closed
CF
46
Centaurus Financial
California
– -$96K -17,512 Closed
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
– -$84K -15,345 Closed
Simplex Trading
48
Simplex Trading
Illinois
– -$61K -11,131 Closed
GAM
49
Gemmer Asset Management
California
– -$4K -715 Closed
TCWM
50
Total Clarity Wealth Management
Illinois
– -$3K -612 Closed
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