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SuRo Capital
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Overview Fund Activity

48 hedge funds and large institutions have $36.8M invested in SuRo Capital in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
-4
Holders Change %
-7.69%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
11
Reduced
12
Closed
14
Calls
$1.49M
Puts
$617K
Net Calls
+$874K
Net Calls Change
+$862K

Top Buyers

1
BPCM
Beach Point Capital Management
California
$955K
2
Millennium Management
Millennium Management
New York
$1.21M
3
OC
Oppenheimer & Co
New York
$2.13M
4
UBS Group
UBS Group
Switzerland
$2.46M
5
IECM
Intrinsic Edge Capital Management
Illinois
$1.94M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$0
2
SM
Scoggin Management
New York
$0
3
CF
Centaurus Financial
California
$136K
4
Morgan Stanley
Morgan Stanley
New York
$466K
5
HighTower Advisors
HighTower Advisors
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Two Sigma Advisers
26
Two Sigma Advisers
New York
$119K -$49K -9,328 -29%
CAN
27
Cetera Advisor Networks
California
$115K -$1.86K -358 -2%
Two Sigma Investments
28
Two Sigma Investments
New York
$108K +$108K +20,586 New
NJBEST
29
New Jersey Better Educational Savings Trust
New Jersey
$87K – – –
TI
30
Trexquant Investment
Connecticut
$86K +$86K +16,363 New
Wolverine Trading
31
Wolverine Trading
Illinois
$81K -$12.4K -2,324 -13%
WS
32
Wedbush Securities
California
$80K – – –
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$79K +$3.75K +715 +5%
PP
34
PDT Partners
New York
$72K -$6.6K -1,267 -8%
SKK
35
Shepherd Kaplan Krochuk
Massachusetts
$72K +$72K +13,700 New
Ameriprise
36
Ameriprise
Minnesota
$65K +$65K +12,426 New
AG
37
Advisor Group
Arizona
$53K -$56.1K -10,774 -51%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$45K – – –
Simplex Trading
39
Simplex Trading
Illinois
$33K +$33K +6,419 New
Victory Capital Management
40
Victory Capital Management
Texas
$20K +$20K +3,857 New
Citigroup
41
Citigroup
New York
$9K – – –
CG
42
Cutler Group
California
$6K -$36.5K -8,053 -86%
TRCT
43
Tower Research Capital (TRC)
New York
$6K +$2.54K +473 +73%
WEC
44
Winslow Evans & Crocker
Massachusetts
$4K +$4K +555 New
GAM
45
Gemmer Asset Management
California
$4K +$4K +715 New
OIA
46
Optimum Investment Advisors
Illinois
$3K – – –
US Bancorp
47
US Bancorp
Minnesota
$3K – – –
Wellington Management Group
48
Wellington Management Group
Massachusetts
– -$3.43M -637,961 Closed
SM
49
Scoggin Management
New York
– -$896K -166,779 Closed
HighTower Advisors
50
HighTower Advisors
Illinois
– -$160K -29,842 Closed
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