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SuRo Capital
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Overview Fund Activity

64 hedge funds and large institutions have $55.9M invested in SuRo Capital in 2019 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+10
Holders Change %
+18.52%
% of All Funds
1.39%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
17
Increased
16
Reduced
14
Closed
7
Calls
$2.4M
Puts
$3.21M
Net Calls
-$813K
Net Calls Change
-$326K

Top Buyers

1
UBS Group
UBS Group
Switzerland
$2.78M
2
RJA
Raymond James & Associates
Florida
$1.15M
3
Group One Trading
Group One Trading
Illinois
$770K
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$512K
5
Invesco
Invesco
Georgia
$588K

Top Sellers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
$2.12M
2
Wellington Management Group
Wellington Management Group
Massachusetts
$5.06M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
$430K
4
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
$11.8M
5
OAM
Oxford Asset Management
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
26
Wells Fargo
California
$326K +$120K +18,850 +58%
Two Sigma Advisers
27
Two Sigma Advisers
New York
$291K -$31.1K -4,884 -10%
Deutsche Bank
28
Deutsche Bank
Germany
$283K +$106K +16,678 +60%
Barclays
29
Barclays
United Kingdom
$226K -$4.37K -686 -2%
Wolverine Trading
30
Wolverine Trading
Illinois
$217K +$217K +34,053 New
HighTower Advisors
31
HighTower Advisors
Illinois
$190K – – –
TI
32
Trexquant Investment
Connecticut
$167K +$69.8K +10,967 +72%
BRWM
33
B. Riley Wealth Management
Tennessee
$157K -$13.3K -2,085 -8%
DCM
34
Driehaus Capital Management
Illinois
$146K +$146K +22,873 New
WS
35
Wedbush Securities
California
$140K -$172K -26,999 -55%
NJBEST
36
New Jersey Better Educational Savings Trust
New Jersey
$136K -$60.4K -9,530 -31%
Two Sigma Investments
37
Two Sigma Investments
New York
$133K +$133K +20,920 New
Simplex Trading
38
Simplex Trading
Illinois
$132K +$132K +20,831 New
SEI Investments
39
SEI Investments
Pennsylvania
$128K +$61K +9,560 +91%
AG
40
Advisor Group
Arizona
$127K +$2.84K +445 +2%
D.E. Shaw & Co
41
D.E. Shaw & Co
New York
$125K +$125K +19,719 New
CF
42
Centaurus Financial
California
$123K +$41.5K +375 +51%
FTIOP
43
Fiduciary Trust International of Pennsylvania
Pennsylvania
$115K – – –
Stifel Financial
44
Stifel Financial
Missouri
$101K +$101K +15,764 New
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
$95K +$1.68K +263 +2%
PP
46
PDT Partners
New York
$85K +$85K +13,342 New
Ameriprise
47
Ameriprise
Minnesota
$80K +$80K +12,620 New
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$78K – – –
AAM
49
Ascension Asset Management
New York
$76K – – –
Royal Bank of Canada
50
Royal Bank of Canada
Ontario, Canada
$55K – – –
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2
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