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SuRo Capital
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Overview Fund Activity

59 hedge funds and large institutions have $44.9M invested in SuRo Capital in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
+4
Holders Change %
+7.27%
% of All Funds
1.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
15
Reduced
14
Closed
6
Calls
$2.41M
Puts
$675K
Net Calls
+$1.74M
Net Calls Change
+$582K

Top Buyers

1
MDSL
M.D. Sass LLC
New York
$691K
2
NIM
Needham Investment Management
New York
$2.78M
3
FTCM
First Trust Capital Management
Illinois
$225K
4
Morgan Stanley
Morgan Stanley
New York
$681K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
$660K

Top Sellers

1
MWNA
Marshall Wace North America
New York
$0
2
CF
Centaurus Financial
California
$828
3
Acadian Asset Management
Acadian Asset Management
Massachusetts
$3.05M
4
OAM
Oxford Asset Management
United Kingdom
$1.08M
5
OP
Osmium Partners
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Barclays
26
Barclays
United Kingdom
$202K +$58.4K +10,087 +41%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$181K – – –
HighTower Advisors
28
HighTower Advisors
Illinois
$175K +$1.56K +268 +0.9%
WS
29
Wedbush Securities
California
$138K +$65.1K +11,236 +89%
UBS Group
30
UBS Group
Switzerland
$129K -$2.12K -363 -2%
AG
31
Advisor Group
Arizona
$124K +$83.8K +14,512 +209%
Citadel Advisors
32
Citadel Advisors
Florida
$107K -$136K -23,598 -56%
FTIOP
33
Fiduciary Trust International of Pennsylvania
Pennsylvania
$105K – – –
BRF
34
B. Riley Financial
California
$101K +$14.7K +2,532 +17%
CPIG
35
Chicago Partners Investment Group
Illinois
$99K +$53.9K +9,530 +119%
Invesco
36
Invesco
Georgia
$92K +$1.1K +190 +1%
Wolverine Trading
37
Wolverine Trading
Illinois
$83K -$23.9K -4,133 -22%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$77K – – –
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$71K – – –
AAM
40
Ascension Asset Management
New York
$69K – – –
SEI Investments
41
SEI Investments
Pennsylvania
$61K +$61K +10,506 New
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$50K +$23.4K +4,039 +88%
TRCT
43
Tower Research Capital (TRC)
New York
$42K -$1.29K -224 -3%
TFO
44
Tarbox Family Office
California
$35K +$35K +5,956 New
OIA
45
Optimum Investment Advisors
Illinois
$17K +$10.2K +1,787 +150%
Citigroup
46
Citigroup
New York
$14K – – –
ME
47
McIlrath & Eck
Washington
$10K -$3.05K -539 -23%
Macquarie Group
48
Macquarie Group
Australia
$10K +$10K +1,682 New
MCM
49
Mainstay Capital Management
Michigan
$7K – – –
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
$7K +$7K +1,293 New
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