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SuRo Capital
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Overview Fund Activity

47 hedge funds and large institutions have $48.5M invested in SuRo Capital in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-9
Holders Change %
-16.07%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
12
Closed
12
Calls
$750K
Puts
$2.75M
Net Calls
-$2M
Net Calls Change
-$1.33M

Top Buyers

1
State of New Jersey Common Pension Fund D
1
State of New Jersey Common Pension Fund D
New Jersey
$8.32M
2
RCM
2
Rivernorth Capital Management
Florida
$8.51M
3
CM
3
CS McKee
Pennsylvania
$785K
4
EPM
4
Equitec Proprietary Markets
Illinois
$523K
5
Morgan Stanley
5
Morgan Stanley
New York
$1.64M

Top Sellers

1
JGUA
1
John G. Ullman & Associates
New York
$210K
2
William Blair & Company
2
William Blair & Company
Illinois
$574K
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
Wells Fargo
4
Wells Fargo
California
$359K
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PP
26
PDT Partners
New York
$288K +$41.6K +8,163 +17%
SACTSONJ
27
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$236K +$78.7K +15,401 +50%
JGUA
28
John G. Ullman & Associates
New York
$210K -$1.45M -283,223 -87%
PG
29
PEAK6 Group
Illinois
$156K +$156K +30,543 New
CS
30
Credit Suisse
Switzerland
$138K -$29K -5,662 -17%
UBS Group
31
UBS Group
Switzerland
$93K -$11.7K -2,272 -11%
RGC
32
Roberts, Glore & Co
Illinois
$90K – – –
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$53K +$53K +10,374 New
Creative Planning
34
Creative Planning
Kansas
$34K +$34K +6,699 New
Bank of America
35
Bank of America
North Carolina
$27K -$76.3K -15,017 -74%
AIG
36
American International Group
New York
$25K – – –
Walleye Trading
37
Walleye Trading
New York
$25K +$3.47K +667 +16%
TRCT
38
Tower Research Capital (TRC)
New York
$15K +$15K +3,022 New
PI
39
PineBridge Investments
New York
$13K – – –
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
$13K – – –
SIG
41
Stanford Investment Group
California
$12K -$15K – –
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$5K – – –
Citigroup
43
Citigroup
New York
$4K +$614 +109 +18%
IWM
44
Integrated Wealth Management
California
$2K – – –
CHC
45
City Holding Co
West Virginia
$2K – – –
WA
46
Winfield Associates
Ohio
$1K – – –
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1 – – –
Two Sigma Investments
48
Two Sigma Investments
New York
– -$537K -80,278 Closed
D.E. Shaw & Co
49
D.E. Shaw & Co
New York
– -$239K -35,738 Closed
Two Sigma Advisers
50
Two Sigma Advisers
New York
– -$182K -27,260 Closed
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