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SuRo Capital
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Overview Fund Activity

55 hedge funds and large institutions have $37.6M invested in SuRo Capital in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
-5
Holders Change %
-8.33%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
14
Reduced
18
Closed
15
Calls
$1.87M
Puts
$5.22M
Net Calls
-$3.35M
Net Calls Change
-$3.6M

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$3.84M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$3.46M
3
JGUA
3
John G. Ullman & Associates
New York
$1.62M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.04M
5
Wells Fargo
5
Wells Fargo
California
$1.24M

Top Sellers

1
EIM
1
Essex Investment Management
Massachusetts
$0
2
PCM
2
Perkins Capital Management
Minnesota
$0
3
Alyeska Investment Group
3
Alyeska Investment Group
Illinois
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$1.51M
5
PG
5
PEAK6 Group
Illinois
$61K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
26
UBS Group
Switzerland
$180K +$180K +32,145 New
Barclays
27
Barclays
United Kingdom
$149K -$130K -25,055 -47%
BFM
28
Boothbay Fund Management
New York
$134K +$134K +23,850 New
RGC
29
Roberts, Glore & Co
Illinois
$112K -$12.1K -2,156 -10%
Citadel Advisors
30
Citadel Advisors
Florida
$98K +$69.1K +12,342 +240%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$78K -$10.2K -1,821 -12%
Invesco
32
Invesco
Georgia
$75K -$10.6K -1,888 -12%
PG
33
PEAK6 Group
Illinois
$61K -$323K -58,054 -84%
Creative Planning
34
Creative Planning
Kansas
$56K +$56K +10,011 New
Walleye Trading
35
Walleye Trading
New York
$34K -$18.7K -3,308 -35%
AIG
36
American International Group
New York
$32.9K -$5.53K -986 -14%
BRWM
37
B. Riley Wealth Management
Tennessee
$25K +$20.8K +3,850 +500%
SIA
38
Stancorp Investment Advisers
Oregon
$22K +$22K +3,927 New
EWM
39
Edge Wealth Management
New York
$15K – – –
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
$14K – – –
PI
41
PineBridge Investments
New York
$14K +$14K +2,481 New
SIG
42
Stanford Investment Group
California
$13K – – –
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$12K +$12K +2,156 New
RCG
44
Ruggie Capital Group
Florida
$12K +$12K +2,175 New
NPC
45
National Planning Corporation
California
$10.7K +$10.7K +1,864 New
Citigroup
46
Citigroup
New York
$7K +$2.01K +393 +40%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$4K – – –
CHC
48
City Holding Co
West Virginia
$3K – – –
CB
49
Community Bank
New York
$3K +$3K +462 New
RRC
50
Red Rocks Capital
Colorado
$3K +$3K +578 New
1
2
3