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SuRo Capital
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Overview Fund Activity

80 hedge funds and large institutions have $88M invested in SuRo Capital in 2013 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 27 increasing their positions, 27 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
80
Holders Change
+3
Holders Change %
+3.9%
% of All Funds
2.32%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
27
Reduced
27
Closed
14
Calls
$7.23M
Puts
$11.5M
Net Calls
-$4.27M
Net Calls Change
-$4.83M

Top Buyers

1
ACPU
Arrowgrass Capital Partners (US)
Delaware
$12.5M
2
TA
Teachers Advisors
New York
$5.22M
3
EMFAT
Emerald Mutual Fund Advisers Trust
Pennsylvania
$3.83M
4
Bank of America
Bank of America
North Carolina
$2.55M
5
Goldman Sachs
Goldman Sachs
New York
$4.37M

Top Sellers

1
EIM
Essex Investment Management
Massachusetts
$3.51M
2
PG
PEAK6 Group
Illinois
$2.29M
3
TC
TFS Capital
Pennsylvania
$0
4
VAM
Visium Asset Management
New York
$0
5
HCM
Highline Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of New York Mellon
26
Bank of New York Mellon
New York
$760K +$59.4K +7,569 +8%
Two Sigma Investments
27
Two Sigma Investments
New York
$742K +$742K +94,460 New
Group One Trading
28
Group One Trading
Illinois
$739K -$197K -25,143 -21%
Citadel Advisors
29
Citadel Advisors
Florida
$683K +$618K +78,685 +954%
RCM
30
Rivernorth Capital Management
Florida
$639K – – –
Ameriprise
31
Ameriprise
Minnesota
$592K -$317K -40,357 -35%
RFC
32
Russell Frank Company
Washington
$592K +$517K +59,181 +688%
William Blair & Company
33
William Blair & Company
Illinois
$567K +$567K +72,238 New
CS
34
Credit Suisse
Switzerland
$506K +$506K +64,556 New
PCM
35
Prelude Capital Management
New York
$484K +$242K +30,802 +100%
California State Teachers Retirement System (CalSTRS)
36
California State Teachers Retirement System (CalSTRS)
California
$423K +$4.84K +616 +1%
U
37
UBS
Switzerland
$408K -$442K -56,272 -52%
Charles Schwab
38
Charles Schwab
California
$321K – – –
RhumbLine Advisers
39
RhumbLine Advisers
Massachusetts
$296K -$20.5K -2,618 -6%
PPA
40
Parametric Portfolio Associates
Washington
$291K -$699 -89 -0.2%
AIG
41
American International Group
New York
$263K +$51.8K +6,601 +25%
Jane Street
42
Jane Street
New York
$238K +$238K +30,335 New
DP
43
Dearborn Partners
Illinois
$231K +$231K +29,470 New
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$226K -$13.6K -1,725 -6%
AI
45
Analytic Investors
California
$222K +$222K +28,301 New
RGC
46
Roberts, Glore & Co
Illinois
$216K +$14.5K +1,848 +7%
MLICM
47
Metropolitan Life Insurance Company (MetLife)
New York
$204K – – –
PTC
48
Philadelphia Trust Company
Pennsylvania
$198K – – –
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$187K -$134K -17,072 -42%
NFA
50
Nationwide Fund Advisors
Ohio
$183K -$3.29K -419 -2%
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