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Day Hagan/Ned Davis Research Smart Sector Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
DLHL
1
Donald L. Hagan LLC
Florida
$12.8M +$2.68M +119,665 +25%
SWA
2
Stratos Wealth Advisors
Ohio
$6.66M -$61.8K -2,762 -0.9%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.24M -$31.3K -1,400 -2%
FIM
4
Freedom Investment Management
Connecticut
$756K +$793K +35,457 New
Jane Street
5
Jane Street
New York
$411K +$79.7K +3,564 +23%
Goldman Sachs
6
Goldman Sachs
New York
$326K +$342K +15,308 New
ATPW
7
Ashton Thomas Private Wealth
Arizona
$255K +$268K +11,977 New
FCAG
8
First Capital Advisors Group
New Jersey
$7K +$7.27K +325 New
Wells Fargo
9
Wells Fargo
California
– -$11K -470 Closed