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Day Hagan/Ned Davis Research Smart Sector Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SWA
1
Stratos Wealth Advisors
Ohio
$7.5M -$50.4K -2,088 -0.7%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$475K +$484K +20,032 New
Jane Street
3
Jane Street
New York
$336K +$342K +14,171 New
UBS Group
4
UBS Group
Switzerland
$13K +$12.8K +530 New
DLHL
5
Donald L. Hagan LLC
Florida
– -$11.7M -468,462 Closed