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State Street Blackstone Senior Loan ETF
SRLN

67 hedge funds and large institutions have $267M invested in State Street Blackstone Senior Loan ETF in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

35% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 20

5% more funds holding

Funds holding: 64 → 67 (+3)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

6% less capital invested

Capital invested by funds: $284M → $267M (-$17.3M)

8.28% less ownership

Funds ownership: 54.09% → 45.81% (-8.3%)

Holders
67
Holders Change
+3
Holders Change %
+4.69%
% of All Funds
1.94%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
14
Increased
27
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
UBS
Switzerland
+$8.86M
2
Morgan Stanley
Morgan Stanley
New York
+$7.69M
3
CS
Credit Suisse
Switzerland
+$4.26M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$4M
5
Wells Fargo
Wells Fargo
California
+$3.66M

Top Sellers

1
Blackstone Inc
Blackstone Inc
New York
-$24.9M
2
WCM
Weatherstone Capital Management
Colorado
-$10.4M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$7.22M
4
PPA
Parametric Portfolio Associates
Washington
-$5.58M
5
Jane Street
Jane Street
New York
-$3.64M
Name Holding Trade Value Shares
Change 		Change in
Stake
CFC
26
Coyle Financial Counsel
Illinois
$1.75M +$1.75M +35,018 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$1.53M +$853K +17,067 +126%
LPL Financial
28
LPL Financial
California
$1.48M -$46.2K -925 -3%
ACM
29
Aviance Capital Management
Florida
$1.43M -$41.5K -830 -3%
BRWA
30
B. Riley Wealth Advisors
Florida
$1.38M +$232K +4,637 +20%
GCM
31
Grisanti Capital Management
New York
$1.23M +$595K +11,900 +94%
VA
32
Valmark Advisers
Ohio
$1.1M +$1.1M +22,001 New
GI
33
Gradient Investments
Minnesota
$1.06M -$231K -4,626 -18%
VKH
34
Virtu KCG Holdings
New York
$1.02M -$740K -14,809 -42%
CFS
35
Community Financial System
New York
$1M +$1,000K +20,000 New
GLA
36
Great Lakes Advisors
Illinois
$986K +$116K +2,318 +13%
GC
37
Guggenheim Capital
Illinois
$889K +$889K +17,788 New
AIG
38
American International Group
New York
$872K -$29.4K -588 -3%
Natixis Advisors
39
Natixis Advisors
Massachusetts
$825K +$408K +8,165 +98%
SFG
40
SNS Financial Group
Minnesota
$778K +$167K +3,350 +27%
CC
41
Callan Capital
California
$724K -$317K -6,337 -30%
KFC
42
Klingenstein Fields & Co
New York
$625K +$135K +2,695 +28%
Thrivent Financial for Lutherans
43
Thrivent Financial for Lutherans
Minnesota
$621K -$123K -2,456 -17%
KFS
44
KMS Financial Services
Washington
$488K +$9.3K +186 +2%
Fidelity Investments
45
Fidelity Investments
Massachusetts
$470K +$470K +9,400 New
GBA
46
Garrison Bradford & Associates
New York
$440K +$440K +8,800 New
BPBT
47
Boston Private Bank & Trust
Massachusetts
$404K +$192K +3,848 +91%
WT
48
Whittier Trust
California
$372K +$371K +7,429 New
CC
49
Courier Capital
New York
$337K +$86K +1,720 +34%
Commonwealth Equity Services
50
Commonwealth Equity Services
Massachusetts
$301K +$301K +6,026 New
1
2
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SRLN Hedge Fund Activity: Q4 2013 in Review

67 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street Blackstone Senior Loan ETF (SRLN) for Q4 2013, worth a combined $267M — down 6.1% from $284M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SRLN positions and 10 closed out — a net gain of 4 holders — while 27 added to existing stakes and 20 trimmed.

The largest buyer was UBS, adding an estimated $8.86M. The largest seller was Blackstone Inc, exiting entirely with an estimated $24.9M sold.

  • 67 institutional investors held State Street Blackstone Senior Loan ETF (SRLN) as of Q4 2013, up from 64 in Q3 2013.
  • Funds reported $267M of State Street Blackstone Senior Loan ETF stock for Q4 2013, down 6.1% quarter-over-quarter.
  • 14 funds opened new State Street Blackstone Senior Loan ETF positions in Q4 2013 and 10 closed out, a net change of +4 holders.
  • The largest State Street Blackstone Senior Loan ETF buyer in Q4 2013 was UBS, an estimated $8.86M added.
  • The largest State Street Blackstone Senior Loan ETF seller in Q4 2013 was Blackstone Inc, an estimated $24.9M sold.

Based on aggregated 13F filings for Q4 2013.