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NEOS S&P 500 High Income ETF

297 hedge funds and large institutions have $884M invested in NEOS S&P 500 High Income ETF in 2025 Q3 according to their latest regulatory filings, with 81 funds opening new positions, 150 increasing their positions, 44 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

479% more first-time investments, than exits

New positions opened: 81 | Existing positions closed: 14

241% more repeat investments, than reductions

Existing positions increased: 150 | Existing positions reduced: 44

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

48% more capital invested

Capital invested by funds: $596M → $884M (+$288M)

26% more funds holding

Funds holding: 235297 (+62)

1.91% more ownership

Funds ownership: 14.63%16.54% (+1.9%)

0% more call options, than puts

Call options by funds: $8.64M | Put options by funds: $8.61M

Holders
297
Holders Change
+62
Holders Change %
+26.38%
% of All Funds
3.9%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.12%
New
81
Increased
150
Reduced
44
Closed
14
Calls
$8.64M
Puts
$8.61M
Net Calls
+$31K
Net Calls Change
+$2.89M
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$120M +$24.6M +478,672 +26%
GI
2
Gradient Investments
Minnesota
$91.7M +$4.32M +83,988 +5%
Stifel Financial
3
Stifel Financial
Missouri
$32M +$2.3M +44,691 +8%
UBS Group
4
UBS Group
Switzerland
$31M +$7.43M +144,511 +32%
MML Investors Services
5
MML Investors Services
Massachusetts
$30.1M +$17.7M +344,428 +150%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$26.9M +$18M +349,845 +214%
PAG
7
Private Advisor Group
New Jersey
$24.6M +$2.27M +44,087 +10%
HCM
8
Howard Capital Management
Georgia
$21.5M +$21.2M +411,886 New
MFG
9
Merit Financial Group
Georgia
$21.4M +$21.1M +409,522 New
SHFP
10
Second Half Financial Partners
Florida
$21.2M -$257K -5,004 -1%
MS
11
Madden Securities
Texas
$18.5M +$12.2M +236,835 +204%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$18.4M +$13.7M +266,635 +310%
CWA
13
Cascade Wealth Advisors
Washington
$16.9M -$2.42M -46,990 -13%
Two Sigma Investments
14
Two Sigma Investments
New York
$16.3M +$5.42M +105,400 +51%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$14.4M +$6.78M +131,828 +92%
KAS
16
Kestra Advisory Services
Texas
$9.58M +$1.3M +25,235 +16%
IAIM
17
International Assets Investment Management
Florida
$8.72M +$445K +8,660 +5%
AFP
18
Ausdal Financial Partners
Iowa
$8.71M +$968K +18,830 +13%
IFG
19
Independent Financial Group
California
$8.61M +$1.16M +22,638 +16%
SWP
20
Stratos Wealth Partners
Ohio
$8.36M +$3.39M +65,949 +70%
PIWA
21
Prevail Innovative Wealth Advisors
Kansas
$6.8M +$6.68M +129,994 New
SCM
22
Steele Capital Management
Iowa
$6.59M +$1.7M +33,145 +36%
DIM
23
Delta Investment Management
California
$6.43M +$2.33M +45,419 +59%
BFA
24
Brown Financial Advisors
Ohio
$6.32M +$1.28K +25 +0%
APW
25
Aventura Private Wealth
Florida
$6.2M +$6.1M +118,629 New

SPYI Hedge Fund Activity: Q3 2025 in Review

297 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in NEOS S&P 500 High Income ETF (SPYI) for Q3 2025, worth a combined $884M — up 48% from $596M a quarter earlier.

Buyers outnumbered sellers: 81 funds opened new SPYI positions and 14 closed out — a net gain of 67 holders — while 150 added to existing stakes and 44 trimmed.

The largest buyer was LPL Financial, adding an estimated $24.6M. The largest seller was Nations Financial Group, exiting entirely with an estimated $3.14M sold.

  • 297 institutional investors held NEOS S&P 500 High Income ETF (SPYI) as of Q3 2025, up from 235 in Q2 2025.
  • Funds reported $884M of NEOS S&P 500 High Income ETF stock for Q3 2025, up 48% quarter-over-quarter.
  • 81 funds opened new NEOS S&P 500 High Income ETF positions in Q3 2025 and 14 closed out, a net change of +67 holders.
  • The largest NEOS S&P 500 High Income ETF buyer in Q3 2025 was LPL Financial, an estimated $24.6M added.
  • The largest NEOS S&P 500 High Income ETF seller in Q3 2025 was Nations Financial Group, an estimated $3.14M sold.

Based on aggregated 13F filings for Q3 2025.