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NEOS S&P 500 High Income ETF

135 hedge funds and large institutions have $282M invested in NEOS S&P 500 High Income ETF in 2024 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 69 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 19

192% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 13

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

30% more capital invested

Capital invested by funds: $216M → $282M (+$65.3M)

22% more funds holding

Funds holding: 111135 (+24)

20.61% more ownership

Funds ownership: 14.08%34.69% (+21%)

53% less call options, than puts

Call options by funds: $1.39M | Put options by funds: $2.96M

Holders
135
Holders Change
+24
Holders Change %
+21.62%
% of All Funds
1.94%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.04%
New
38
Increased
69
Reduced
19
Closed
13
Calls
$1.39M
Puts
$2.96M
Net Calls
-$1.57M
Net Calls Change
-$1.89M
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
Gradient Investments
Minnesota
$90.8M +$71.6M +1,421,997 +406%
LPL Financial
2
LPL Financial
California
$33.5M -$872K -17,324 -3%
Stifel Financial
3
Stifel Financial
Missouri
$22.2M +$1.63M +32,386 +8%
BFA
4
Brown Financial Advisors
Ohio
$8.42M +$7.99M +158,886 +2,857%
MML Investors Services
5
MML Investors Services
Massachusetts
$7.93M +$2.62M +51,981 +51%
PAG
6
Private Advisor Group
New Jersey
$6.86M +$3.41M +67,805 +103%
Renaissance Technologies
7
Renaissance Technologies
New York
$6.82M -$4.65M -92,500 -41%
CWA
8
Cascade Wealth Advisors
Washington
$6.27M -$25.7K -510 -0.4%
BCI
9
Brinker Capital Investments
Pennsylvania
$4.59M +$511K +10,155 +13%
OPS
10
Orion Portfolio Solutions
Nebraska
$4.59M +$511K +10,155 +13%
UW
11
Unique Wealth
Florida
$3.14M -$1.93M -38,290 -38%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$2.77M +$585K +11,619 +27%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$2.68M +$1.62M +32,253 +160%
Ameriprise
14
Ameriprise
Minnesota
$2.64M +$2.59M +51,486 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.59M +$795K +15,806 +46%
SMC
16
Smith, Moore & Co
Missouri
$2.55M +$409K +8,122 +20%
UBS Group
17
UBS Group
Switzerland
$2.4M +$2.35M +46,800 New
Truist Financial
18
Truist Financial
North Carolina
$2.33M +$514K +10,211 +29%
WA
19
Waverly Advisors
Alabama
$2.3M +$833K +16,552 +58%
GFP
20
Guardian Financial Partners
California
$2.17M +$187K +3,724 +10%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$2.12M +$1.15M +22,773 +122%
DIM
22
Delta Investment Management
California
$2.08M +$38.4K +763 +2%
Jane Street
23
Jane Street
New York
$2.03M +$267K +5,299 +15%
ACA
24
Aptus Capital Advisors
Alabama
$1.99M -$262K -5,215 -12%
CIG
25
Cascade Investment Group
Colorado
$1.86M +$79.3K +1,575 +5%

SPYI Hedge Fund Activity: Q3 2024 in Review

135 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in NEOS S&P 500 High Income ETF (SPYI) for Q3 2024, worth a combined $282M — up 30% from $216M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SPYI positions and 13 closed out — a net gain of 25 holders — while 69 added to existing stakes and 19 trimmed.

The largest buyer was International Assets Investment Management, adding an estimated $393M. The largest seller was Lee Johnson Capital Management, exiting entirely with an estimated $32.2M sold.

  • 135 institutional investors held NEOS S&P 500 High Income ETF (SPYI) as of Q3 2024, up from 111 in Q2 2024.
  • Funds reported $282M of NEOS S&P 500 High Income ETF stock for Q3 2024, up 30% quarter-over-quarter.
  • 38 funds opened new NEOS S&P 500 High Income ETF positions in Q3 2024 and 13 closed out, a net change of +25 holders.
  • The largest NEOS S&P 500 High Income ETF buyer in Q3 2024 was International Assets Investment Management, an estimated $393M added.
  • The largest NEOS S&P 500 High Income ETF seller in Q3 2024 was Lee Johnson Capital Management, an estimated $32.2M sold.

Based on aggregated 13F filings for Q3 2024.