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ProShares UltraPro Short S&P 500

26 hedge funds and large institutions have $24.3M invested in ProShares UltraPro Short S&P 500 in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

179% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.35M

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.01% less ownership

Funds ownership: 0.01%0% (-0.01%)

10% less funds holding

Funds holding: 2926 (-3)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

71% less capital invested

Capital invested by funds: $84.3M → $24.3M (-$60M)

Holders
26
Holders Change
-3
Holders Change %
-10.34%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
5
Reduced
9
Closed
10
Calls
$14.9M
Puts
$5.35M
Net Calls
+$9.59M
Net Calls Change
-$912K
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
1
Tower Research Capital (TRC)
New York
$4.48M -$376K -11 -8%
VKH
2
Virtu KCG Holdings
New York
$4M +$4.13M +121 New
AT
3
Allston Trading
Illinois
$3.07M +$3.17M +93 New
TH
4
Timber Hill
Connecticut
$2.48M +$2.56M +75 New
AC
5
Altus Capital
Ohio
$1.37M
JT
6
Jump Trading
Illinois
$1.28M -$2.94M -86 -69%
AIA
7
Alerus Investment Advisors
Minnesota
$1.21M -$649K -19 -35%
CCM
8
Cadence Capital Management
Massachusetts
$1.04M +$478K +14 +82%
Morgan Stanley
9
Morgan Stanley
New York
$670K +$683K +20 New
Goldman Sachs
10
Goldman Sachs
New York
$636K -$10.9M -320 -94%
FCH
11
Freestone Capital Holdings
Washington
$614K +$341K +10 New
ACM
12
Avalon Capital Management
California
$602K -$649K -19 -51%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$457K +$239K +7 +100%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$403K -$7.58M -222 -95%
Barclays
15
Barclays
United Kingdom
$387K +$239K +7 +140%
Nomura Holdings
16
Nomura Holdings
Japan
$283K +$68.3K +2 +29%
Bank of America
17
Bank of America
North Carolina
$259K -$307K -9 -53%
WG
18
Welch Group
Alabama
$249K +$273K +8 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$225K
HCM
20
Highlander Capital Management
New Jersey
$158K -$34.1K -1 -17%
Walleye Trading
21
Walleye Trading
New York
$112K +$34.1K +1 +50%
ST
22
Stifel Trust
Missouri
$107K
WA
23
WFG Advisors
Texas
$55K -$239K -7 -78%
Creative Planning
24
Creative Planning
Kansas
$38K +$34.1K +1 New
BKBG
25
BHF Kleinwort Benson Group
Belgium
$23K

SPXU Hedge Fund Activity: Q3 2013 in Review

26 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ProShares UltraPro Short S&P 500 (SPXU) for Q3 2013, worth a combined $24.3M — down 71% from $84.3M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SPXU and 7 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 5 added.

The largest buyer was Allston Trading, opening a new position worth an estimated $3.17M. The largest seller was Neuberger Berman Group, exiting entirely with an estimated $24.8M sold.

  • 26 institutional investors held ProShares UltraPro Short S&P 500 (SPXU) as of Q3 2013, down from 29 in Q2 2013.
  • Funds reported $24.3M of ProShares UltraPro Short S&P 500 stock for Q3 2013, down 71% quarter-over-quarter.
  • 7 funds opened new ProShares UltraPro Short S&P 500 positions in Q3 2013 and 10 closed out, a net change of -3 holders.
  • The largest ProShares UltraPro Short S&P 500 buyer in Q3 2013 was Allston Trading, an estimated $3.17M added.
  • The largest ProShares UltraPro Short S&P 500 seller in Q3 2013 was Neuberger Berman Group, an estimated $24.8M sold.

Based on aggregated 13F filings for Q3 2013.