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ProShares UltraPro Short S&P 500
SPXU

48 hedge funds and large institutions have $57.1M invested in ProShares UltraPro Short S&P 500 in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,208% more call options, than puts

Call options by funds: $156M | Put options by funds: $11.9M

215% more capital invested

Capital invested by funds: $18.1M → $57.1M (+$39M)

100% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 7

17% more funds holding

Funds holding: 41 → 48 (+7)

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

0.29% more ownership

Funds ownership: 0.18% → 0.47% (+0.29%)

Holders
48
Holders Change
+7
Holders Change %
+17.07%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
9
Reduced
8
Closed
7
Calls
$156M
Puts
$11.9M
Net Calls
+$144M
Net Calls Change
+$104M

Top Buyers

Rank Fund Capital Flow
1
HCM
HM Capital Management
Missouri
+$20.8M
2
IMC Chicago
IMC Chicago
Illinois
+$9.02M
3
FTUS
Flow Traders U.S.
New York
+$3.39M
4
TRCT
Tower Research Capital (TRC)
New York
+$2.48M
5
HF
HRT Financial
New York
+$2.02M

Top Sellers

Rank Fund Capital Flow
1
PCM
Pinz Capital Management
New York
-$4.07M
2
Morgan Stanley
Morgan Stanley
New York
-$532K
3
Group One Trading
Group One Trading
Illinois
-$528K
4
Wolverine Trading
Wolverine Trading
Illinois
-$494K
5
PAM
PVG Asset Management
Colorado
-$415K
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
26
Geneos Wealth Management
Colorado
$148K +$145K +438 New
UBS Group
27
UBS Group
Switzerland
$134K +$127K +384 New
JHCP
28
Jackson Hole Capital Partners
Oklahoma
$123K +$115K +350 New
Morgan Stanley
29
Morgan Stanley
New York
$111K -$532K -1,613 -84%
Vontobel Holding
30
Vontobel Holding
Switzerland
$94K -$162K -492 -65%
TWM
31
Tradition Wealth Management
Minnesota
$74K – – –
Qube Research & Technologies (QRT)
32
Qube Research & Technologies (QRT)
United Kingdom
$51K +$42.9K +130 +867%
IF
33
Ironwood Financial
Arizona
$29K -$2.64K -8 -9%
GWS
34
Glassman Wealth Services
Virginia
$17K – – –
Citigroup
35
Citigroup
New York
$16K – – –
PA
36
Parallel Advisors
California
$15K +$14.2K +43 New
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$12K +$8.25K +25 +250%
ANBT
38
American National Bank & Trust
Texas
$11K – – –
JPLA
39
Joseph P. Lucia & Associates
New York
$7K – – –
T2I
40
Turim 21 Investimentos
Brazil
$6K – – –
HWM
41
HighMark Wealth Management
Minnesota
$5K – – –
Osaic Holdings
42
Osaic Holdings
Arizona
$4K +$3.63K +11 New
SBL
43
Sargent Bickham Lagudis
Colorado
$3K – – –
William Blair & Company
44
William Blair & Company
Illinois
$3K – – –
EDRH
45
Edmond de Rothschild Holding
Switzerland
$2K – – –
TCM
46
Tradewinds Capital Management
Washington
$2K – – –
IA
47
IFP Advisors
Florida
$1K – – –
RE
48
RBC Europe
United Kingdom
$175 – – –
PCM
49
Pinz Capital Management
New York
– -$4.07M -11,185 Closed
Wolverine Trading
50
Wolverine Trading
Illinois
– -$494K -1,352 Closed
1
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SPXU Hedge Fund Activity: Q3 2021 in Review

48 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ProShares UltraPro Short S&P 500 (SPXU) for Q3 2021, worth a combined $57.1M — up 215% from $18.1M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SPXU positions and 7 closed out — a net gain of 7 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was HM Capital Management, opening a new position worth an estimated $20.8M. The largest seller was Pinz Capital Management, exiting entirely with an estimated $4.07M sold.

  • 48 institutional investors held ProShares UltraPro Short S&P 500 (SPXU) as of Q3 2021, up from 41 in Q2 2021.
  • Funds reported $57.1M of ProShares UltraPro Short S&P 500 stock for Q3 2021, up 215% quarter-over-quarter.
  • 14 funds opened new ProShares UltraPro Short S&P 500 positions in Q3 2021 and 7 closed out, a net change of +7 holders.
  • The largest ProShares UltraPro Short S&P 500 buyer in Q3 2021 was HM Capital Management, an estimated $20.8M added.
  • The largest ProShares UltraPro Short S&P 500 seller in Q3 2021 was Pinz Capital Management, an estimated $4.07M sold.

Based on aggregated 13F filings for Q3 2021.