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Global X SuperIncome Preferred ETF
SPFF

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$3.74M +$2.14M +186,688 +138%
ACM
2
Aviance Capital Management
Florida
$3.1M -$421K -36,635 -12%
UBS Group
3
UBS Group
Switzerland
$2.99M +$233K +20,293 +9%
FIM
4
Freedom Investment Management
Connecticut
$2.5M +$1.59M +138,163 +179%
Bank of America
5
Bank of America
North Carolina
$1.62M +$616K +53,629 +62%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$800K +$317K +27,607 +67%
MML Investors Services
7
MML Investors Services
Massachusetts
$658K +$509K +44,269 +358%
Morgan Stanley
8
Morgan Stanley
New York
$528K -$263K -22,882 -33%
FGAM
9
Financial Gravity Asset Management
Texas
$479K +$472K +41,094 New
Wells Fargo
10
Wells Fargo
California
$472K +$71.4K +6,211 +18%
RJA
11
Raymond James & Associates
Florida
$458K +$162K +14,058 +55%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$446K -$655K -56,987 -60%
PA
13
Pinnacle Associates
New York
$379K -$25.9K -2,250 -6%
Goldman Sachs
14
Goldman Sachs
New York
$301K +$297K +25,890 New
MA
15
Mutual Advisors
Nebraska
$291K -$3.69K -321 -1%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$251K +$58.9K +5,124 +31%
CFG
17
Cooper Financial Group
California
$231K -$187K -16,290 -45%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$210K +$15.2K +1,325 +8%
LNC
19
Lincoln National Corp
Pennsylvania
$207K +$25K +2,173 +14%
AWM
20
AE Wealth Management
Kansas
$174K -$139K -12,072 -45%
SS
21
Simplicity Solutions
Minnesota
$157K -$156K -13,571 -50%
CF
22
Centaurus Financial
California
$142K +$3.06K +266 +2%
TA
23
TCG Advisors
Texas
$128K +$127K +11,053 New
Ameriprise
24
Ameriprise
Minnesota
$123K -$3.13K -272 -3%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$117K -$151K -13,131 -57%
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