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SPBX

AllianzIM 6 Month Buffer10 Allocation ETF

Name Holding Trade Value Shares
Change
Change in
Stake
A
1
Allianz
Germany
$11.1M -$963K -35,000 -8%
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$4.57M -$763K -27,704 -14%
AWM
3
AE Wealth Management
Kansas
$3.64M +$600K +21,804 +19%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.67M -$755K -27,430 -22%
HNB
5
Huntington National Bank
Ohio
$1.53M +$274K +9,954 New
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$1.39M +$76.5K +2,779 +6%
OMC
7
Old Mission Capital
Illinois
$713K +$194K +7,051 +36%
Osaic Holdings
8
Osaic Holdings
Arizona
$605K +$617K +22,415 New
LPL Financial
9
LPL Financial
California
$531K +$7.98K +290 +1%
MML Investors Services
10
MML Investors Services
Massachusetts
$317K
BFS
11
BridgePort Financial Solutions
Iowa
$251K +$16.3K +593 +7%
CF
12
Centaurus Financial
California
$217K +$21.6K +786 +11%
PFGIA
13
Patriot Financial Group Insurance Agency
Massachusetts
$211K -$54.6K -1,985 -20%
IFG
14
Independent Financial Group
California
$205K +$209K +7,607 New
SPIA
15
Steward Partners Investment Advisory
New York
$60.4K +$61.6K +2,239 New
MWM
16
Mosley Wealth Management
California
$56.5K +$57.9K +2,105 New
IA
17
IFP Advisors
Florida
$49.6K +$24.6K +895 +95%
KCM
18
Key Capital Management
Tennessee
$14.1K
AAS
19
Ameritas Advisory Services
Nebraska
$9.74K +$9.94K +361 New
UBS Group
20
UBS Group
Switzerland
$5.26K +$5.37K +195 New
HI
21
Harbour Investments
Wisconsin
$2.45K -$26.2K -951 -91%
LAS
22
Lloyd Advisory Services
Georgia
-$244K -8,889 Closed
KAS
23
Kestra Advisory Services
Texas
-$141K -5,122 Closed