LPL Financial
SPBX icon

LPL Financial’s AllianzIM 6 Month Buffer10 Allocation ETF SPBX Stock Holding History

LPL Financial’s Portfolio SPBX Stock Details SPBX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$5.11M Buy
171,194
+147,336
+618% +$4.36M ﹤0.01% 2812
2026
Q2 		$696K Buy
23,858
+4,175
+21% +$119K ﹤0.01% 4750
2026
Q1 		$531K Buy
19,683
+290
+1% +$7.98K ﹤0.01% 4708
2025
Q4 		$533K Sell
19,393
-2,656
-12% -$72K ﹤0.01% 4645
2025
Q3 		$592K Buy
+22,049
New +$582K ﹤0.01% 4485

Other funds holding SPBX

Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return
Comprehensive Financial Consultants Institutional
Comprehensive Financial Consultants Institutional Bloomington, Indiana $371M AUM 19.45% 1-Year Est. Return
Mosley Wealth Management
Mosley Wealth Management Anaheim, California $343M AUM 11.16% 1-Year Est. Return
BridgePort Financial Solutions
BridgePort Financial Solutions Fairfield, Iowa $429M AUM 16.16% 1-Year Est. Return
IWMO
Integrated Wealth Management (Ohio) Uniontown, Ohio $102M AUM 14.25% 1-Year Est. Return
Diversify Advisory Services
Diversify Advisory Services Sandy, Utah $6.69B AUM 18.85% 1-Year Est. Return
Diversify Wealth Management
Diversify Wealth Management Sandy, Utah $6.69B AUM 22.4% 1-Year Est. Return
FSR Wealth Management
FSR Wealth Management Elmhurst, Illinois $92.9M AUM 8.54% 1-Year Est. Return
Lloyd Advisory Services
Lloyd Advisory Services Suwanee, Georgia $263M AUM 10.23% 1-Year Est. Return

LPL Financial's SPBX Position: Q3 2026 in Review

LPL Financial increased its AllianzIM 6 Month Buffer10 Allocation ETF (SPBX) stake by 618% in Q3 2026, buying an estimated $4.36M and bringing the position to 171,194 shares worth $5.11M. The position accounts for ﹤0.01% of the portfolio, ranked #2812.

LPL Financial first reported a position in SPBX in Q3 2025 and has held it in 5 quarters since. 14 funds tracked by Wall St. Rank hold SPBX as of Q3 2026.

  • LPL Financial held 171,194 shares of AllianzIM 6 Month Buffer10 Allocation ETF worth $5.11M as of Q3 2026.
  • LPL Financial bought 147,336 AllianzIM 6 Month Buffer10 Allocation ETF shares in Q3 2026, an estimated $4.36M.
  • AllianzIM 6 Month Buffer10 Allocation ETF made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #2812 holding.
  • LPL Financial first reported a position in AllianzIM 6 Month Buffer10 Allocation ETF in Q3 2025 and has held it in 5 quarters since.
  • 14 funds tracked by Wall St. Rank held AllianzIM 6 Month Buffer10 Allocation ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.