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SoFi Technologies
SOFI

Name Holding Trade Value Shares
Change 		Change in
Stake
PI
976
PineBridge Investments
New York
– -$199K -12,553 Closed
PG
977
Prostatis Group
Maryland
– -$197K -12,386 Closed
MGP
978
Metis Global Partners
California
– -$195K -12,264 Closed
NC
979
nVerses Capital
Florida
– -$189K -11,931 Closed
ECM
980
Evergreen Capital Management
Washington
– -$179K -11,281 Closed
TCM
981
Traynor Capital Management
Pennsylvania
– -$161K -10,636 Closed
FFN
982
Focus Financial Network
Minnesota
– -$169K -10,635 Closed
PIA
983
Panoramic Investment Advisors
Colorado
– -$166K -10,450 Closed
ZIG
984
Zullo Investment Group
Pennsylvania
– -$164K -10,324 Closed
KFSC
985
Keystone Financial Services (Colorado)
Colorado
– -$162K -10,176 Closed
ASC
986
Ares Systematic Credit
– -$154K -10,156 Closed
VA
987
VestGen Advisors
Illinois
– -$161K -10,151 Closed
CCC
988
Compass Capital Corp
Massachusetts
– -$161K -10,000 Closed
QCG
989
Quadrant Capital Group
Ohio
– -$139K -8,766 Closed
RDWM
990
Red Door Wealth Management
Tennessee
– -$136K -8,550 Closed
KAS
991
Kemnay Advisory Services
New York
– -$116K -7,301 Closed
VC
992
Vestor Capital
Illinois
– -$104K -6,532 Closed
TIM
993
Tortoise Investment Management
New York
– -$87.8K -5,527 Closed
BBPWM
994
Blue Bell Private Wealth Management
Pennsylvania
– -$79K -4,976 Closed
AGA
995
Arkos Global Advisors
Texas
– -$76K -4,800 Closed
EWM
996
Evolution Wealth Management
Florida
– -$67.3K -4,240 Closed
IAAG
997
Innovative Asset Advisors Group
Connecticut
– -$58K -3,650 Closed
BWA
998
Basecamp Wealth Advisors
Washington
– -$53.2K -3,348 Closed
LWMI
999
Legacy Wealth Management (Idaho)
Idaho
– -$47.7K -3,002 Closed
GSEP
1000
Golden State Equity Partners
California
– -$40.1K -2,523 Closed
38 39
40
41 42