Harbor Active Small Cap ETF
SMLL
4 hedge funds and large institutions have $1.77M invested in Harbor Active Small Cap ETF in 2026 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 1 increasing their positions, 2 reducing their positions, and 3 closing their positions.
3.46% less ownership
Funds ownership: 16.8% → 13.34% (-3.5%)
29% less capital invested
Capital invested by funds: $2.51M → $1.77M (-$736K)
43% less funds holding
Funds holding: 7 → 4 (-3)
50% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 2
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ACS
Archford Capital Strategies
Swansea,
Illinois
|
+$111K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$438K |
| 2 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$217K |
| 3 |
SPIA
Steward Partners Investment Advisory
New York
|
-$55K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$48.9K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$1.65K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ACS
1
Archford Capital Strategies
Swansea,
Illinois
| $1.28M | +$111K | +5,524 | +9% |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $350K | -$48.9K | -2,443 | -12% |
|
|
SPIA
3
Steward Partners Investment Advisory
New York
| $81.2K | -$55K | -2,748 | -39% |
|
|
PFBT
4
Parkside Financial Bank & Trust
Saint Louis,
Missouri
| $60.2K | – | – | – |
|
|
5
Citadel Advisors
Miami,
Florida
| – | -$438K | -21,993 | Closed |
|
|
6
Commonwealth Equity Services
Waltham,
Massachusetts
| – | -$217K | -10,883 | Closed |
|
|
7
UBS Group
Zurich,
Switzerland
| – | -$1.65K | -83 | Closed |
|
SMLL Hedge Fund Activity: Q1 2026 in Review
4 of the 8,128 institutional investors tracked by Wall St. Rank reported a position in Harbor Active Small Cap ETF (SMLL) for Q1 2026, worth a combined $1.77M — down 29% from $2.51M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of SMLL and 0 opened new positions — a net loss of 3 holders — while 2 trimmed existing stakes and 1 added.
The largest buyer was Archford Capital Strategies, adding an estimated $111K. The largest seller was Citadel Advisors, exiting entirely with an estimated $438K sold.
- 4 institutional investors held Harbor Active Small Cap ETF (SMLL) as of Q1 2026, down from 7 in Q4 2025.
- Funds reported $1.77M of Harbor Active Small Cap ETF stock for Q1 2026, down 29% quarter-over-quarter.
- 0 funds opened new Harbor Active Small Cap ETF positions in Q1 2026 and 3 closed out, a net change of -3 holders.
- The largest Harbor Active Small Cap ETF buyer in Q1 2026 was Archford Capital Strategies, an estimated $111K added.
- The largest Harbor Active Small Cap ETF seller in Q1 2026 was Citadel Advisors, an estimated $438K sold.
Based on aggregated 13F filings for Q1 2026.