Commonwealth Equity Services
SMLL

Commonwealth Equity Services’s Harbor Active Small Cap ETF SMLL Stock Holding History

Commonwealth Equity Services’s Portfolio SMLL Stock Details SMLL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-10,883
Closed -$217K – 4480
2025
Q4 		$217K Sell
10,883
-59,377
-85% -$1.22M ﹤0.01% 3910
2025
Q3 		$1.5M Sell
70,260
-133,079
-65% -$2.9M ﹤0.01% 2258
2025
Q2 		$4.33M Buy
203,339
+34,400
+20% +$701K 0.01% 1429
2025
Q1 		$3.47M Buy
168,939
+144,071
+579% +$3.18M ﹤0.01% 1533
2024
Q4 		$541K Buy
+24,868
New +$537K ﹤0.01% 2898

Other funds holding SMLL

ACS
Archford Capital Strategies Swansea, Illinois $987M AUM 29.31% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return
PFBT
Parkside Financial Bank & Trust Saint Louis, Missouri $1.31B AUM 19.14% 1-Year Est. Return

Commonwealth Equity Services's SMLL Position: Q1 2026 in Review

Commonwealth Equity Services sold out of Harbor Active Small Cap ETF (SMLL) in Q1 2026, closing a stake of 10,883 shares — an estimated $217K sold.

Commonwealth Equity Services first reported a position in SMLL in Q4 2024 and held it in 5 quarters. The position peaked at $4.33M in Q2 2025. 4 funds tracked by Wall St. Rank hold SMLL as of Q1 2026.

  • Commonwealth Equity Services reported no remaining Harbor Active Small Cap ETF position as of Q1 2026 after selling out during the quarter.
  • Commonwealth Equity Services sold 10,883 Harbor Active Small Cap ETF shares in Q1 2026, an estimated $217K.
  • Commonwealth Equity Services first reported a position in Harbor Active Small Cap ETF in Q4 2024 and held it in 5 quarters.
  • Commonwealth Equity Services's Harbor Active Small Cap ETF position peaked at $4.33M in Q2 2025.
  • 4 funds tracked by Wall St. Rank held Harbor Active Small Cap ETF as of Q1 2026.

Based on Commonwealth Equity Services's 13F filing for Q1 2026, filed 27 Apr 2026.