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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
VFA
201
Valeo Financial Advisors
Indiana
$8K -$2.24K -328 -23%
AIM
202
Advantage Investment Management
Iowa
$7K – – –
ME
203
McIlrath & Eck
Washington
$7K – – –
WT
204
Whittier Trust
California
$7K – – –
FCA
205
FinTrust Capital Advisors
South Carolina
$6K – – –
FMII
206
Farmers & Merchants Investments Inc
Nebraska
$5K -$1.94K -284 -29%
NSIM
207
North Star Investment Management
Illinois
$5K +$4.75K +695 New
BCA
208
Berman Capital Advisors
Georgia
$4K -$3.03K -444 -40%
NFG
209
Next Financial Group
Texas
$4K – – –
WCG
210
Weaver Consulting Group
California
$4K – – –
BFEC
211
Benjamin F. Edwards & Company
Missouri
$3K -$3.15K -461 -50%
BWM
212
BerganKDV Wealth Management
Minnesota
$3K – – –
GWM
213
Geneos Wealth Management
Colorado
$3K – – –
IA
214
IFP Advisors
Florida
$3K +$2.54K +372 New
KFS
215
Kelly Financial Services
Massachusetts
$2.76K +$2.76K +404 New
DAM
216
Delta Asset Management
Tennessee
$2K – – –
IRC
217
Investors Research Corp
Georgia
$2K – – –
JFA
218
JNBA Financial Advisors
Minnesota
$2K – – –
LWA
219
Lenox Wealth Advisors
New York
$2K – – –
WEC
220
Winslow Evans & Crocker
Massachusetts
$2K – – –
PFGIA
221
Patriot Financial Group Insurance Agency
Massachusetts
$2K +$184 +27 +10%
CI
222
Cambiar Investors
Colorado
– -$110M -15,619,597 Closed
UCFA
223
United Capital Financial Advisors
Texas
– -$1.08M -152,703 Closed
Deutsche Bank
224
Deutsche Bank
Germany
– -$1.01M -143,362 Closed
SCM
225
Stevens Capital Management
Pennsylvania
– -$543K -76,842 Closed