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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
FPFS
176
First Personal Financial Services
North Carolina
$25K – – –
LIA
177
LS Investment Advisors
Michigan
$25K – – –
H
178
Hexavest
Quebec, Canada
$24K – – –
RFA
179
Reilly Financial Advisors
California
$23K – – –
WTB
180
Washington Trust Bank
Washington
$23K – – –
IA
181
IFP Advisors
Florida
$22K -$17.2K -2,071 -43%
TL
182
TrueWealth LLC
Georgia
$22K – – –
RWM
183
Raffa Wealth Management
District of Columbia
$19.4K – – –
NIT
184
NumerixS Investment Technologies
British Columbia, Canada
$19K +$19.9K +2,400 New
LF
185
Lee Financial
Texas
$18K +$18.8K +2,268 New
MCM
186
Manchester Capital Management
Vermont
$18K +$19.4K +2,336 New
CHP
187
Cable Hill Partners
Oregon
$17K – – –
TWA
188
TCI Wealth Advisors
Arizona
$16K – – –
FRA
189
Front Row Advisors
California
$16K +$515 +62 +3%
LFA
190
Legacy Financial Advisors
Kentucky
$16K +$6.75K +813 +61%
AF
191
Advisornet Financial
Minnesota
$15K -$291 -35 -2%
SIS
192
Sound Income Strategies
Florida
$13K – – –
CFA
193
Carroll Financial Associates
North Carolina
$12K – – –
GWM
194
Geneos Wealth Management
Colorado
$12K – – –
PMFA
195
Plante Moran Financial Advisors
Michigan
$11K -$50.6K -6,086 -81%
BlackRock
196
BlackRock
New York
$10K -$2.84K -342 -20%
CAW
197
Cornerstone Advisors (Washington)
Washington
$10K +$2.12K +255 +24%
RWP
198
RWA Wealth Partners
Massachusetts
$10K +$10.2K +1,229 New
VFA
199
Valeo Financial Advisors
Indiana
$9K -$565 -68 -6%
FHA
200
First Horizon Advisors
Tennessee
$8K -$4.12K -496 -29%